DFX Intelligence

H••••• C•••••• M••••••••• P••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC adviserNot on rosterRAUM 100m 1b

H••••• C•••••• M••••••••• P••• L••

CRD 139164

SINGAPORE

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Data as of Aug 18, 2016 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 10:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 3
On other graphs: 0
Observed: Mar 29, 2012 to Aug 18, 2016
6 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $166M••• Locked
Discretionary RAUM: $163M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 6
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
H••••• S•••••••• F•••	Hedge Fund	$230M	Mar 31, 2026	58	Mar 29, 2012	reported	021-114418
H••••• I•••• J•• H• M••••• F•••	Hedge Fund	$13.9M	Mar 29, 2012

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A•••• C•••••• H••••••• C••••	Shareholder	E	yes	10/2010	Mar 29, 2016	Aug 18, 2016
A•••• C•••••• H••••••• L••••••••• S•••••••	Shareholder	E	yes	12/2012	Mar 27, 2013	Aug 18, 2016

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2015

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2015	$166M	$117M	41.4%	$67.5M	35.0%	6	6	n/a	n/a

Relationships

Advises (3)

→ H••••• S•••••••• F•••Private fundHedge Fund, ERA
Mar 29, 2012 to presentfactForm ADV
→ H••••• I•••• A•••• F•••Private fundHedge Fund, ERA
Mar 29, 2012 to presentfactForm ADV
→ H••••• I•••• J•• H• M••••• F•••Private fundHedge Fund, IA, no longer reported
Mar 29, 2012 to Mar 29, 2012factForm ADV

Controls (6)

Dated events

2 bookkeeping events (roster, classification and holdings changes) folded below

Order

Occurred
16 Nov 2016
Ria registration change
••• Locked
Form ADV

Show 2 bookkeeping events

Occurred
Mar 31, 2026
••• Locked
Occurred
Mar 31, 2026
••• Locked

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Mar 29, 2012
Last observed: Aug 18, 2016 122 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.