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Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Colorado Springs, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Aug 16, 2019 | n/a | yes | Colorado Springs, CO | Current employment |
| EDWARD JONES | National bd RIA | Mar 8, 2007 | Aug 21, 2019 | no | COLORADO SPRINGS, CO|SECURITY, CO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| EDWARD JONES | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Aug 21, 2019 | Aug 16, 2019 | -5 | Firm change | Ibd to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 250:149018:CO:2019-08-21 | Aug 21, 2019 | Aug 16, 2019 | SECURITY, CO | Firm change |