DFX Intelligence
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Reading the graph
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Advisor at F•••• P••••••• W•••••• L••
Fort Worth, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| F•••• P••••••• W•••••• L•• | Independent wealth | Feb 4, 2025 | n/a | yes | Fort Worth, TX | Current employment |
| M••••••• | Former SEC adviser | Jan 15, 2013 | Mar 27, 2025 | no | SEATTLE, WA|Haslet, TX|Fort Worth, TX |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M••••••• | F•••• P••••••• W•••••• L•• | Mar 27, 2025 | Feb 4, 2025 | -51 | Bulk transfer | RIA to RIA |
| M•••••••• L•• | M••••••• | Jan 15, 2013 | Jan 15, 2013 |
| M•••••••• L•• | Former SEC adviser | Apr 3, 2006 | Jan 15, 2013 | no | SEATTLE, WA | Previous registration |
| A••••••• R••••••• G••••• L•• | n/a | Feb 24, 2004 | Oct 25, 2004 | no | BELLEVUE, WA | Previous registration |
| H•••••• T••••••• • K•••• L•• | Independent wealth | May 7, 2002 | Aug 6, 2004 | no | BELLEVUE, WA | Previous registration |
| Channel change |
| Other |
| A••••••• R••••••• G••••• L•• | M•••••••• L•• | Oct 25, 2004 | Apr 3, 2006 | 525 | Firm change after gap | Other |
| H•••••• T••••••• • K•••• L•• | A••••••• R••••••• G••••• L•• | Aug 6, 2004 | Feb 24, 2004 | -164 | Firm change after gap | Other |