RIA Intelligence

• F•••• P••••••• W•••••• L•• independent RIA current
  since Feb 4, 2025 · Fort Worth, Tx
• M••••••• former
  Jan 15, 2013 to Mar 27, 2025 · Seattle, Wa
• M•••••••• L•• former
  Apr 3, 2006 to Jan 15, 2013 · Seattle, Wa
• A••••••• R••••••• G••••• L•• unclassified
  Feb 24, 2004 to Oct 25, 2004 · Bellevue, Wa
• H•••••• T••••••• • K•••• L•• independent RIA
  May 7, 2002 to Aug 6, 2004 · Bellevue, Wa

• M••••••• to F•••• P••••••• W•••••• L••
  left Mar 27, 2025, registered Feb 4, 2025 (-51 days) · corporate re-registration, not a move
• M•••••••• L•• to M•••••••
  left Jan 15, 2013, registered Jan 15, 2013 (0 days) · channel change inside one enterprise, not a move
• A••••••• R••••••• G••••• L•• to M•••••••• L••
  left Oct 25, 2004, registered Apr 3, 2006 (525 days) · Other
• H•••••• T••••••• • K•••• L•• to A••••••• R••••••• G••••• L••
  left Aug 6, 2004, registered Feb 24, 2004 (-164 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Independent wealth managerderived

Years in industry

25derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address