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Reading the graph
Advisor at STIFEL, NICOLAUS & COMPANY, INCORPORATED
Traverse City, MI | CLEARWATER, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | National bd RIA | Mar 1, 2013 | n/a | yes | CLEARWATER, FL|Traverse City, MI | Current employment |
| ROBERT W. BAIRD & CO. INCORPORATED | Mixed wealth | Sep 20, 1993 | Mar 6, 2013 | no | PALM HARBOR, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ROBERT W. BAIRD & CO. INCORPORATED | STIFEL, NICOLAUS & COMPANY, INCORPORATED | Mar 6, 2013 | Mar 1, 2013 | -5 | Firm change | Other |