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Advisor at BFF WEALTH MANAGEMENT, INC.
NEWPORT BEACH, CA | GLENDALE, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| BFF WEALTH MANAGEMENT, INC. | State registered | Jan 2, 2025 | n/a | yes | GLENDALE, CA | Current employment |
| CENTAURUS FINANCIAL, INC. | Bd affiliated wealth | Jan 2, 2025 | n/a | yes | GLENDALE, CA|NEWPORT BEACH, CA | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Sep 1, 2016 | Dec 6, 2019 | no | PASADENA, CA|SAN DIEGO, CA|GLENDALE, CA|NEWPORT BEACH, CA | Previous registration |
| FIRST ALLIED ADVISORY SERVICES, INC. | Former SEC adviser | Jul 2, 2012 | Sep 22, 2016 | no | PASADENA, CA|CHESTERFIELD, MO|PASADENA, CA | Previous registration |
| FIRST ALLIED SECURITIES, INC. | Former SEC adviser | Jun 4, 2009 | Jul 2, 2012 | no | LA CANADA, CA|PASADENA, CA|PASADENA, CA|SAN DIEGO, CA|Costa Mesa, CA | Previous registration |
| ASSOCIATED PLANNERS INVESTMENT ADVISORY INC | n/a | Oct 2, 2001 | Dec 11, 2007 | no | PASADENA, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | BFF WEALTH MANAGEMENT, INC. | Dec 6, 2019 | Jan 2, 2025 | 1,854 | Firm change after gap | Ibd to state RIA |
| FIRST ALLIED ADVISORY SERVICES, INC. | LPL FINANCIAL LLC | Sep 22, 2016 | Sep 1, 2016 | -21 | Firm change | Other |
| FIRST ALLIED SECURITIES, INC. | FIRST ALLIED ADVISORY SERVICES, INC. | Jul 2, 2012 | Jul 2, 2012 | 0 | Bulk transfer | Other |
| ASSOCIATED PLANNERS INVESTMENT ADVISORY INC | FIRST ALLIED SECURITIES, INC. | Dec 11, 2007 | Jun 4, 2009 | 541 | Firm change after gap | Other |