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Advisor at J. W. COLE ADVISORS, INC.
Pittsford, NY | TAMPA, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J. W. COLE ADVISORS, INC. | Bd affiliated wealth | May 14, 2026 | n/a | yes | Pittsford, NY|TAMPA, FL | Current employment |
| OSAIC WEALTH, INC. | Bd affiliated wealth | Oct 11, 2024 | May 18, 2026 | no | Ponte Vedra Beach, FL|SCOTTSDALE, AZ|Pittsford, NY | Previous registration |
| AMERICAN PORTFOLIOS ADVISORS, INC | Former SEC adviser | Jul 6, 2021 | Oct 11, 2024 | no | HOLBROOK, NY | Previous registration |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | May 28, 2020 | Jul 9, 2021 | no | Pittsford, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | J. W. COLE ADVISORS, INC. | May 18, 2026 | May 14, 2026 | -4 | Firm change | Ibd to ibd |
| AMERICAN PORTFOLIOS ADVISORS, INC | OSAIC WEALTH, INC. | Oct 11, 2024 | Oct 11, 2024 | 0 | Bulk transfer | Ibd to ibd |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | AMERICAN PORTFOLIOS ADVISORS, INC | Jul 9, 2021 | Jul 6, 2021 | -3 | Firm change | Ibd to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 134139:112697:NY:2021-07-09 | Jul 9, 2021 | Jul 6, 2021 | PITTSFORD, NY | Firm change |