DFX Intelligence
Reading the graph
Reading the graph
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Advisor at O••••• F•••••••• G••••• L••
Columbus, OH | CARMEL, IN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| O••••• F•••••••• G••••• L•• | Independent wealth | Sep 6, 2022 | n/a | yes | CARMEL, IN|Columbus, OH | Current employment |
| A••••••••• F•••••••• A••••••• I••• | Independent wealth | Jan 28, 2022 | Jun 22, 2022 | no | Westerville, OH|OKLAHOMA CITY, OK |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| A••••••••• F•••••••• A••••••• I••• | O••••• F•••••••• G••••• L•• | Jun 22, 2022 | Sep 6, 2022 | 76 | Firm change | RIA to RIA |
| P•• W••••• M••••••••• | A••••••••• F•••••••• A••••••• I••• | Dec 22, 2011 | Jan 28, 2022 |
| P•• W••••• M••••••••• | Bd affiliated wealth | Jul 22, 2011 | Dec 22, 2011 | no | COLUMBUS, OH | Previous registration |
| J••• M••••• S••••••••• L•• | Wirehouse | Jul 6, 2009 | Oct 23, 2009 | no | Columbus, OH | Previous registration |
| B••• O•• S••••••••• C••••••••• | n/a | Apr 11, 2003 | Jun 20, 2006 | no | COLUMBUS, OH|COLUMBUS, OH | Previous registration |
| 3,690 |
| Firm change after gap |
| Other |
| J••• M••••• S••••••••• L•• | P•• W••••• M••••••••• | Oct 23, 2009 | Jul 22, 2011 | 637 | Firm change after gap | Other |
| B••• O•• S••••••••• C••••••••• | J••• M••••• S••••••••• L•• | Jun 20, 2006 | Jul 6, 2009 | 1,112 | Firm change after gap | Other |