DFX Intelligence

D•••••• N•••••• B•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor34 years in industry

D•••••• N•••••• B•••••••

Advisor at T•••••••• P•••••••

Falmouth, ME | FALMOUTH, ME

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Search this name across graphsid dfx:ria:1a9ab5bd-64de-10a5-bc63-f3c0ae7d5de9

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Oct 16, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•••••••• P•••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Dec 11, 1991earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 19derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•••••••• P•••••••	State registered	Jul 24, 2007	n/a	yes	FALMOUTH, ME\|Falmouth, ME	Current employment
T•••••••• P•••••••	State registered	Oct 16, 2003	Aug 11, 2006	no	FALMOUTH, ME	Previous registration

Relationships

Registered with (1)

→ T•••••••• P•••••••Registered adviserregistration: previous registration
Oct 16, 2003 to Aug 11, 2006factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1a9ab5bd-64de-10a5-bc63-f3c0ae7d5de9
First observed: Oct 16, 2003
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.