DFX Intelligence

R•• C••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 1b 10b

R•• C••••••• L••

CRD 136634

NAPLES, FL

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Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:31 PM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 5
On other graphs: 1
Observed: Mar 29, 2012 to Mar 31, 2026
19 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

R•• C••••••• L••

Private equity manager · key_crd, key_sfn_adviser, shared_crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $2.6B••• Locked
Discretionary RAUM: $2.6B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 7
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
R•• V•••• O••••••••• F••• I•• L•	Hedge Fund	$477M	Mar 29, 2024	36	Mar 29, 2012	reported	021-59314
R•• V•••• O••••••••• F•••• L•	Hedge Fund	$330M	Mar 29, 2024

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
M•••• F••••• T••••	Member	D	yes	04/2003	Mar 29, 2012	Mar 29, 2024
M••••• R•••••• G•••	MANAGING MEMBER	C	yes	04/2003	Mar 29, 2012	Mar 29, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
R•• G•• L••	n/a	n/a	n/a	N	yes	n/a
R•• W••••• P•••• L••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$2.6B	$3.1B	-15.3%	$2.2B	5.0%	7	7	0	0

Relationships

Advises (7)

→ R•• V•••• O••••••••• F••• I•• L•Private fundHedge Fund, IA
Mar 29, 2012 to presentfactForm ADV
→ R•• V•••• O••••••••• F••• I•• L•Private fundHedge Fund, IA
Mar 29, 2012 to presentfactForm ADV
→ R•• V•••• O••••••••• F••• I••• L•Private fundHedge Fund, IA
Mar 29, 2012 to presentfactForm ADV
→ R•• V•••• O••••••••• F•••• L•

Dated events

1 bookkeeping event (roster, classification and holdings changes) folded below

Occurred
Mar 29, 2024
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$642M
Occurred
Mar 29, 2023
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$-769M
Occurred
Mar 30, 2021
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$747M

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Mar 29, 2012
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.