DFX Intelligence

Data Factory

RIA / WealthAdvisorCertified Financial Planner11 years in industry

Michael Orion Becker

Advisor at TOBERMAN BECKER WEALTH, LLC

ST. LOUIS, MO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1aab9124-76a1-4556-1fb8-1bf81cac0445

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Nov 14, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: TOBERMAN BECKER WEALTH, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66
First exam: Nov 14, 2017
First registration: Nov 14, 2017
Dual registered: no
Other names: Mike Becker
IAPD individual key: 6761484

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
TOBERMAN BECKER WEALTH, LLC	Independent wealth	Jan 3, 2024	n/a	yes	ST. LOUIS, MO	Current employment
HIGHTOWER ADVISORS, LLC	Bd affiliated wealth	Apr 18, 2019	Dec 31, 2023	no	Saint Louis, MO	Previous registration
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Jul 31, 2018	Mar 18, 2019	no	ST. LOUIS, MO\|Chesterfield, MO	Previous registration
STIFEL, NICOLAUS & COMPANY, INCORPORATED	National bd RIA	Nov 14, 2017	Jul 6, 2018	no	ST. LOUIS, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
HIGHTOWER ADVISORS, LLC	TOBERMAN BECKER WEALTH, LLC	Dec 31, 2023	Jan 3, 2024	3	Firm change	Ibd to RIA
MML INVESTORS SERVICES, LLC	HIGHTOWER ADVISORS, LLC	Mar 18, 2019	Apr 18, 2019	31	Firm change	Ibd to ibd
STIFEL, NICOLAUS & COMPANY, INCORPORATED	MML INVESTORS SERVICES, LLC	Jul 6, 2018	Jul 31, 2018	25	Firm change	Ibd to ibd

Relationships

Registered with (4)

→ TOBERMAN BECKER WEALTH, LLCRegistered adviserregistration: current employment
Jan 3, 2024 to presentfactForm ADV
→ HIGHTOWER ADVISORS, LLCRegistered adviserregistration: previous registration
Apr 18, 2019 to Dec 31, 2023factForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Jul 31, 2018 to Mar 18, 2019factForm ADV
→ STIFEL, NICOLAUS & COMPANY, INCORPORATEDRegistered adviserregistration: previous registration
Nov 14, 2017 to Jul 6, 2018factForm ADV

Dated events

Occurred
Dec 31, 2023
Advisor changed firm
Michael Orion Becker left Hightower Advisors, Llc for Toberman Becker Wealth, Llc (registered 2024-01-03)
Form ADVobserved 6 days ago