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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

SYLVIA SCHULZ HORACK

Advisor at WELLS FARGO ADVISORS

BIRMINGHAM, AL | MADISON, FL | PERRY, FL | TALLAHASSEE, FL

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Nov 22, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 15, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 3
Exams: S66
First exam: Dec 15, 2005
First registration: Nov 22, 2006
Dual registered: yes, broker-dealer
Other names: SYLVIA GUNDA SCHULZ
IAPD individual key: 4865149

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	Jul 22, 2013	n/a	yes	TALLAHASSEE, FL\|BIRMINGHAM, AL\|PERRY, FL\|MADISON, FL	Current employment
BB&T INVESTMENT SERVICES, INC.	Former SEC adviser	Dec 10, 2012	Jul 1, 2013	no	CHARLOTTE, NC\|AUBURN, AL\|OPELIKA, AL\|TALLASSEE, AL\|LAFAYETTE, AL\|WETUMPKA, AL	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jan 3, 2011	Jul 24, 2012	no	SAN FRANCISCO, CA\|SAN FRANCISCO, CA	Previous registration
WELLS FARGO INVESTMENTS, LLC	n/a	May 4, 2009	Jan 3, 2011	no	SAN FRANCISCO, CA	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	Nov 22, 2006	Apr 29, 2009	no	SAN FRANCISCO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BB&T INVESTMENT SERVICES, INC.	WELLS FARGO ADVISORS	Jul 1, 2013	Jul 22, 2013	21	Firm change	Other
WELLS FARGO ADVISORS	BB&T INVESTMENT SERVICES, INC.	Jul 24, 2012	Dec 10, 2012	139	Firm change	Wirehouse to new firm
WELLS FARGO INVESTMENTS, LLC	WELLS FARGO ADVISORS	Jan 3, 2011	Jan 3, 2011	0	Bulk transfer	Other
BANC OF AMERICA INVESTMENT SERVICES, INC.	WELLS FARGO INVESTMENTS, LLC	Apr 29, 2009	May 4, 2009	5	Firm change	Other

Relationships

Registered with (4)

→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 3, 2011 to Jul 24, 2012factForm ADV
→ BB&T INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Dec 10, 2012 to Jul 1, 2013factForm ADV
→ WELLS FARGO INVESTMENTS, LLCRegistered adviserregistration: previous registration
May 4, 2009 to Jan 3, 2011factForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Nov 22, 2006 to Apr 29, 2009factForm ADV

Dated events

No dated event names this entity yet.