DFX Intelligence

S•••• A••••• B•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor25 years in industry

S•••• A••••• B•••

Advisor at G•••• D••••••• P••••••• I••

PLAYA DEL REY, CA

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Search this name across graphsid dfx:ria:1ab03a1f-a82e-95e6-fba7-74e5548fc868

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: May 17, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G•••• D••••••• P••••••• I••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 8, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 17derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G•••• D••••••• P••••••• I••	Independent wealth	Jul 2, 2009	n/a	yes	PLAYA DEL REY, CA	Current employment
M••••• S•••••• • C•• L••	n/a	Apr 2, 2007	Aug 5, 2008	no	TORRANCE, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S•••••• • C•• L••	G•••• D••••••• P••••••• I••	Aug 5, 2008	Jul 2, 2009	331	Firm change	Other
M••••• S•••••• D• I•••	M••••• S•••••• • C•• L••	Apr 2, 2007	Apr 2, 2007

Relationships

Registered with (3)

→ G•••• D••••••• P••••••• I••Registered adviserregistration: current employment
Jul 2, 2009 to presentfactForm ADV
→ M••••• S•••••• • C•• L••Registered adviserregistration: previous registration
Apr 2, 2007 to Aug 5, 2008factForm ADV
→ M••••• S•••••• D• I•••Registered adviserregistration: previous registration
May 17, 2002 to Apr 2, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1ab03a1f-a82e-95e6-fba7-74e5548fc868
First observed: May 17, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.