DFX Intelligence

T•••••• R•••• A••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor26 years in industry

T•••••• R•••• A••••••

Advisor at C••••• P••••••• L••

RENO, NV | NEW YORK, NY

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Search this name across graphsid dfx:ria:1aba9a0c-b963-9577-b61d-28a784834f61

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:47 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Sep 5, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• P••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 7, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• P••••••• L••	Independent wealth	May 20, 2024	n/a	yes	RENO, NV\|NEW YORK, NY	Current employment
K•••••• W••••• M••••••••• L••	Former SEC adviser	Nov 27, 2017	May 23, 2024	no	DENVER, CO	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
K•••••• W••••• M••••••••• L••	C••••• P••••••• L••	May 23, 2024	May 20, 2024	-3	Firm change	RIA to RIA
M••••• S•••••• D• I•••	K•••••• W••••• M••••••••• L••	Sep 23, 2005	Nov 27, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
281406:151559:CO:2024-05-23	May 23, 2024	May 20, 2024	DENVER, CO	Firm change

Relationships

Registered with (3)

→ C••••• P••••••• L••Registered adviserregistration: current employment
May 20, 2024 to presentfactForm ADV
→ K•••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Nov 27, 2017 to May 23, 2024factForm ADV
→ M••••• S•••••• D• I•••Registered adviserregistration: previous registration
Sep 5, 2002 to Sep 23, 2005factForm ADV

Dated events

Occurred
May 23, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1aba9a0c-b963-9577-b61d-28a784834f61
First observed: Sep 5, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.