DFX Intelligence

D••••• A••• J••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)43 years in industry

D••••• A••• J••••••

Advisor at L•• F•••••••• L••

GARDNERVILLE, NV

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Search this name across graphsid dfx:ria:1ac14c5b-107b-428e-faff-c8f5914a8879

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Aug 9, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 10, 1983earliest registration or exam on IAPD
Years in industry: 43derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Jun 5, 2025	n/a	yes	GARDNERVILLE, NV	Current employment
W•••••• I••••••••• S•••••••••	Former SEC adviser	Jul 2, 2020	Jun 5, 2025	no	Gardnerville, NV\|Newport Beach, CA\|Newport Beach, CA\|Crystal Bay, NV

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••••• I••••••••• S•••••••••	L•• F•••••••• L••	Jun 5, 2025	Jun 5, 2025	0	Bulk transfer	Ibd to ibd
W•••• F•••• A•••••••	W•••••• I••••••••• S•••••••••	Jul 6, 2020	Jul 2, 2020

Relationships

Registered with (3)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Jun 5, 2025 to presentfactForm ADV
→ W•••••• I••••••••• S•••••••••Registered adviserregistration: previous registration
Jul 2, 2020 to Jun 5, 2025factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Aug 9, 2005 to Jul 6, 2020factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1ac14c5b-107b-428e-faff-c8f5914a8879
First observed: Aug 9, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.