L••••••• M•••

Advisor at F• L• P••••• I••••••••• M••••••••• C••

Amherst, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1ac1dc5b-5562-3a3b-344a-c4203861abc9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Nov 29, 1994 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F• L• P••••• I••••••••• M••••••••• C••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 25, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F• L• P••••• I••••••••• M••••••••• C••	Independent wealth	Jul 21, 2025	n/a	yes	Amherst, NY	Current employment
A•••• C•••••• M••••••••• C•••	Former SEC adviser	Oct 12, 2010	Dec 6, 2024	no	MIAMI LAKES, FL\|WESTON, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••• C•••••• M••••••••• C•••	F• L• P••••• I••••••••• M••••••••• C••	Dec 6, 2024	Jul 21, 2025	227	Firm change	RIA to RIA
S•••••••• A••••••• L••	A•••• C•••••• M••••••••• C•••	Sep 30, 2008	Oct 12, 2010

Relationships

Registered with (3)

→ F• L• P••••• I••••••••• M••••••••• C••Registered adviserregistration: current employment
Jul 21, 2025 to presentfactForm ADV
→ A•••• C•••••• M••••••••• C•••Registered adviserregistration: previous registration
Oct 12, 2010 to Dec 6, 2024factForm ADV
→ S•••••••• A••••••• L••Registered adviserregistration: previous registration
Nov 29, 1994 to Sep 30, 2008factForm ADV

Dated events

Occurred
Dec 6, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1ac1dc5b-5562-3a3b-344a-c4203861abc9
First observed: Nov 29, 1994
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.