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S••••• M••••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

S••••• M••••• S••••••

Advisor at I•••••••• A••••••• S••••••••

••• Locked

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Search this name across graphsid dfx:ria:1ac5d9e7-6336-f453-abb0-9bf01a4e9ba3

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Oct 16, 2024 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I•••••••• A••••••• S••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I•••••••• A••••••• S••••••••	Independent wealth	Jan 8, 2026	n/a	yes	Minnetrista, MN\|Coon Rapids, MN\|DALLAS, TX	Current employment
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Oct 16, 2024	Feb 4, 2025	no	MINNETONKA, MN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• I••••••••• A••••••• L••	I•••••••• A••••••• S••••••••	Feb 4, 2025	Jan 8, 2026	338	Firm change	Ibd to RIA

Relationships

Registered with (2)

→ I•••••••• A••••••• S••••••••Registered adviserregistration: current employment
Jan 8, 2026 to presentfactForm ADV
→ C••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Oct 16, 2024 to Feb 4, 2025factForm ADV

Dated events

Occurred
Feb 4, 2025
Advisor changed firm
S••••• M••••• S•••••• left C••••• I••••••••• A••••••• L•• for I•••••••• A••••••• S•••••••• (registered 2026-01-08)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1ac5d9e7-6336-f453-abb0-9bf01a4e9ba3
First observed: Oct 16, 2024
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.