DFX Intelligence

A••••• C•••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserinstitutional managerSEC registeredRAUM 1b 10b

A••••• C•••••• M••••••••• L••

CRD 113013

NEW YORK, NY

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Search this name across graphsid dfx:ria:1ac8c9ab-b575-8fce-7e62-4177189002fe

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 6
On other graphs: 0
Observed: Apr 2, 2012 to Mar 30, 2026
33 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: institutional managerderivedprivate_client_share=0.03 fund_share=0.2 institutional_share=0.75 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $8.8B••• Locked
Discretionary RAUM: $8.8B
Private client RAUM: $265Mderived••• Locked
Private client share: 3%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 58

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
A••••• V••• M••••• F•••• L•	Hedge Fund	$376M	Mar 30, 2026	11	Mar 30, 2020	reported	n/a
T•• A••••• G••••• O••••••••• M••••• F•••	Hedge Fund	$80.3M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A•• H••••••• G•• L••	GENERAL PARTNER	F	yes	01/2020	Mar 29, 2021	Nov 25, 2024
A•• M••••••••• H•••••••• L•	HOLDING COMPANY	E	yes	01/2020	Mar 29, 2021	Nov 25, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
A•• F•••• M••••••••• L••	n/a	n/a	n/a	N	yes	n/a
A••••• C•••••• M••••••••• U• L••••••	n/a	n/a	n/a	N	yes	n/a
A••••• C••••• L••••••	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$8.8B	$8.3B	6.1%	$8.8B	0.1%	58	56	0	0

Relationships

Advises (7)

→ A••••• V••• M••••• F•••• L•Private fundHedge Fund, IA
Mar 30, 2020 to presentfactForm ADV
→ A••••• G••••• P••••••• M••••• F•••• L•Private fundHedge Fund, IA
Apr 2, 2012 to presentfactForm ADV
→ T•• A••••• E••••••• P•••••• M••••• F•••Private fundOther Private Fund, IA, no longer reported
Apr 2, 2012 to Feb 22, 2021factForm ADV
→ T•• A••••• G••••• O••••••••• M••••• F•••

Dated events

Occurred
Mar 30, 2026
Private fund no longer reported
••• Locked
Form ADVobserved today
$17.2M
Occurred
Mar 30, 2026
Private fund gav change
••• Locked
Form ADVobserved today
$150M
Occurred
Mar 28, 2024
Control person left
••• Locked
Form ADVobserved 8 days ago
Occurred
Oct 25, 2021

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1ac8c9ab-b575-8fce-7e62-4177189002fe
First observed: Apr 2, 2012
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.