DFX Intelligence

S• C••••••••• B•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor26 years in industry

S• C••••••••• B•••

Advisor at P•••••• A•••••••

REDMOND, WA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Apr 16, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 15, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••• A•••••••	Independent wealth	Sep 16, 2014	n/a	yes	REDMOND, WA	Current employment
P•••••• A••••••• G••••	Former SEC adviser	Aug 2, 2013	Dec 12, 2014	no	REDMOND, WA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••• A••••••• G••••	P•••••• A•••••••	Dec 12, 2014	Sep 16, 2014	-87	Channel change	Other
F•• A•••••••• I•••	P•••••• A••••••• G••••	Aug 13, 2002	Aug 2, 2013

Relationships

Registered with (3)

→ P•••••• A•••••••Registered adviserregistration: current employment
Sep 16, 2014 to presentfactForm ADV
→ P•••••• A••••••• G••••Registered adviserregistration: previous registration
Aug 2, 2013 to Dec 12, 2014factForm ADV
→ F•• A•••••••• I•••Registered adviserregistration: previous registration
Apr 16, 2001 to Aug 13, 2002factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Apr 16, 2001
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.