DFX Intelligence

J••• C••••••••• M••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

J••• C••••••••• M••••••

Advisor at L•• F•••••••• L••

••• Locked

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Search this name across graphsid dfx:ria:1ace289e-65f9-945a-afda-f3ac777a4c15

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Jan 26, 2009 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 26, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	May 15, 2025	n/a	yes	WINSTON-SALEM, NC\|WINSTON SALEM, NC\|KERNERSVILLE, NC\|HIGH POINT, NC\|GREENSBORO, NC\|KING, NC	Current employment
C••• F•••••••• S•••••••• L•••	Former SEC adviser	Apr 29, 2022	May 15, 2025	no	High Point, NC\|KERNERSVILLE, NC\|Greensboro, NC\|WINSTON-SALEM, NC\|King, NC\|Winston Salem, NC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••• F•••••••• S•••••••• L•••	L•• F•••••••• L••	May 15, 2025	May 15, 2025	0	Bulk transfer	Ibd to ibd
W•••• F•••• A•••••••	C••• F•••••••• S•••••••• L•••	Apr 19, 2022	Apr 29, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
169988:19616:MO:2018-03-07	Mar 8, 2018	May 18, 2018	SAINT LOUIS, MO	Firm change

Relationships

Registered with (8)

→ L•• F•••••••• L••Registered adviserregistration: current employment
May 15, 2025 to presentfactForm ADV
→ C••• F•••••••• S•••••••• L•••Registered adviserregistration: previous registration
Apr 29, 2022 to May 15, 2025factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
May 18, 2018 to Apr 19, 2022factForm ADV
→ S•••••••• I••••••••• M•••••••••

Dated events

Occurred
Apr 19, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1ace289e-65f9-945a-afda-f3ac777a4c15
First observed: Jan 26, 2009
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.