DFX Intelligence

A•••• C•••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

A•••• C•••••• M••••••••• L••

CRD 160123

NEW YORK, NY

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Search this name across graphsid dfx:ria:1adaf6ab-6a4a-749d-aa5f-957cb6001c44

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 3
On other graphs: 2
Observed: Dec 22, 2011 to Mar 30, 2026
25 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

A•••• C•••••• M••••••••• L••

Private equity manager · shared crd

Private Creditidentity

A•••• C•••••• M••••••••• L••

Private credit manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $648M••• Locked
Discretionary RAUM: $648M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 20

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
A•••• C••••• M••••• F•••• L•••	Hedge Fund	$593M	Mar 30, 2026	116	Feb 10, 2012	reported	021-138282
A•••• C••••••••• V•••••• I• L••	Hedge Fund	$55.2M	Mar 30, 2026

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••• A•••••	CHIEF FINANCIAL OFFICER	Na	yes	07/2019	Oct 16, 2019	Mar 26, 2024
H••••• M•••••••• E••••	MANAGING MEMBER, CHIEF EXECUTIVE OFFICER	E	yes	11/2011	Dec 22, 2011	Mar 26, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
A•••• C•••••• C•• I• G•• L••	n/a	n/a	n/a	N	yes	n/a
A•••• C•••••• G• ••••••• L••••••	n/a	n/a	n/a	N	yes	n/a
A•••• C•••••• G•• L••	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
London	n/a	United Kingdom	2	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$648M	$771M	-15.9%	$761M	-5.2%	20	21	1	1

Relationships

Advises (3)

→ A•••• C••••• M••••• F•••• L•••Private fundHedge Fund, IA
Feb 10, 2012 to presentfactForm ADV
→ A•••• C••••••••• V•••••• I• L••Private fundHedge Fund, IA
Mar 27, 2018 to presentfactForm ADV
→ A•••• C••••• E••••••• M••••• F•••• L•••Private fundHedge Fund, IA, no longer reported
Aug 6, 2013 to Oct 16, 2019factForm ADV

Controls (3)

Dated events

Occurred
Oct 16, 2019
Control person joined
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 20, 2019
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$248M
Occurred
Mar 27, 2018
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$253M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1adaf6ab-6a4a-749d-aa5f-957cb6001c44
First observed: Dec 22, 2011
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.