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Advisor at NINETY WEST GLOBAL WEALTH
NEW ORLEANS, LA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NINETY WEST GLOBAL WEALTH | State registered | Apr 15, 2019 | n/a | yes | NEW ORLEANS, LA | Current employment |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Sep 22, 2014 | Jan 16, 2019 | no | NEW ORLEANS, LA|NEW ORLEANS, LA|NEW ORLEANS, LA|NEW ORLEANS, LA|NEW ORLEANS, LA|NEW ORLEANS, LA|LAPLACE, LA|DESTREHAN, LA|NEW ORLEANS, LA|NEW ORLEANS, LA | Previous registration |
| SECURIAN FINANCIAL SERVICES, INC. | Former SEC adviser | Mar 15, 2013 | Sep 2, 2014 | no | METAIRIE, LA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | NINETY WEST GLOBAL WEALTH | Jan 16, 2019 | Apr 15, 2019 | 89 | Firm change | Wirehouse to state RIA |
| SECURIAN FINANCIAL SERVICES, INC. | J.P. MORGAN SECURITIES LLC | Sep 2, 2014 | Sep 22, 2014 | 20 | Firm change | Other |