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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

JUSTIN TODD HALPENNY

Advisor at OSAIC WEALTH, INC.

ST CHARLES, IL | Saint Charles, IL

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Sep 5, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 5, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Nov 5, 1999
First registration: Sep 5, 2001
Dual registered: yes, broker-dealer
IAPD individual key: 3247377

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Jan 19, 2024	n/a	yes	Saint Charles, IL\|ST CHARLES, IL	Current employment
WOODBURY FINANCIAL SERVICES, INC.	Former SEC adviser	Mar 1, 2019	Jan 19, 2024	no	ST CHARLES, IL	Previous registration
QUESTAR ASSET MANAGEMENT, INC.	Former SEC adviser	Jan 5, 2011	Mar 1, 2019	no	MINNEAPOLIS, MN\|ST. CHARLES, IL\|LISLE, IL\|ST CHARLES, IL	Previous registration
USALLIANZ SECURITIES, INC.	n/a	Feb 15, 2006	Jun 16, 2006	no	LISLE, IL\|LISLE, IL\|OAKBROOK, IL	Previous registration
NEW ENGLAND SECURITIES CORPORATION	Former SEC adviser	Sep 5, 2001	Jan 31, 2006	no	NORTHBROOK, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WOODBURY FINANCIAL SERVICES, INC.	OSAIC WEALTH, INC.	Jan 19, 2024	Jan 19, 2024	0	Bulk transfer	Ibd to ibd
QUESTAR ASSET MANAGEMENT, INC.	WOODBURY FINANCIAL SERVICES, INC.	Mar 1, 2019	Mar 1, 2019	0	Bulk transfer	Ibd to ibd
USALLIANZ SECURITIES, INC.	QUESTAR ASSET MANAGEMENT, INC.	Jun 16, 2006	Jan 5, 2011	1,664	Bulk transfer	Other
NEW ENGLAND SECURITIES CORPORATION	USALLIANZ SECURITIES, INC.	Jan 31, 2006	Feb 15, 2006	15	Firm change	Other

Relationships

Registered with (5)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Jan 19, 2024 to presentfactForm ADV
→ WOODBURY FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Mar 1, 2019 to Jan 19, 2024factForm ADV
→ QUESTAR ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Jan 5, 2011 to Mar 1, 2019factForm ADV
→ USALLIANZ SECURITIES, INC.Registered adviserregistration: previous registration
Feb 15, 2006 to Jun 16, 2006factForm ADV
→ NEW ENGLAND SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Sep 5, 2001 to Jan 31, 2006factForm ADV

Dated events

No dated event names this entity yet.