DFX Intelligence
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Reading the graph
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Advisor at I••••••••• W••••• C••••••• L••
RYE, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| I••••••••• W••••• C••••••• L•• | Independent wealth | Jul 1, 2026 | n/a | yes | RYE, NY | Current employment |
| F•••••• | Independent wealth | Jun 4, 2024 | Jul 2, 2026 | no | White Plains, NY|SAN FRANCISCO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| F•••••• | I••••••••• W••••• C••••••• L•• | Jul 2, 2026 | Jul 1, 2026 | -1 | Firm change | RIA to RIA |
| P••••••• S••••• W••••• A•••••••• L•• | F•••••• | Sep 10, 2024 | Jun 4, 2024 |
| P••••••• S••••• W••••• A•••••••• L•• | Former SEC adviser | Apr 30, 2018 | Sep 10, 2024 | no | WHITE PLAINS, NY|STAMFORD, CT|WHITE PLAINS, NY|STAMFORD, CT | Previous registration |
| W•••• F•••• A••••••• | Wirehouse | Jan 9, 2015 | Apr 30, 2018 | no | WESTPORT, CT | Previous registration |
| -98 |
| Firm change after gap |
| RIA to RIA |
| W•••• F•••• A••••••• | P••••••• S••••• W••••• A•••••••• L•• | Apr 30, 2018 | Apr 30, 2018 | 0 | Firm change | Wirehouse to new firm |