DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

T••••• A•••••••• N••••

I••••••••• W••••• C••••••• L••independent RIARye, NyIA-onlyIAPD 5188859

Certified Financial Planner

Feed of 09/14/2026

At current firm

0 y

since Jul 1, 2026

In the industry

12 y

since Jan 1, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

I••••••••• W••••• C••••••• L•• independent RIA current
since Jul 1, 2026 · Rye, Ny
F•••••• independent RIA
Jun 4, 2024 to Jul 2, 2026 · White Plains, Ny
P••••••• S••••• W••••• A•••••••• L•• former
Apr 30, 2018 to Sep 10, 2024 · White Plains, Ny
W•••• F•••• A••••••• wirehouse
Jan 9, 2015 to Apr 30, 2018 · Westport, Ct

Moves

a registration end followed by a registration begin elsewhere

F•••••• to I••••••••• W••••• C••••••• L••
left Jul 2, 2026, registered Jul 1, 2026 (-1 days) · RIA to RIA
P••••••• S••••• W••••• A•••••••• L•• to F••••••
left Sep 10, 2024, registered Jun 4, 2024 (-98 days) · RIA to RIA
W•••• F•••• A••••••• to P••••••• S••••• W••••• A•••••••• L••
left Apr 30, 2018, registered Apr 30, 2018 (0 days) · Wirehouse to a newly registered adviser (no RAUM reported yet)

Signals

T••••• A•••••••• N•••• left Farther for I••••••••• W••••• C••••••• L•• (registered 2026-07-01)
Jul 2, 2026 · Advisor changed firm · fact
T••••• A•••••••• N•••• left P••••••• S••••• W••••• A•••••••• L•• for Farther (registered 2024-06-04)
Sep 10, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address