DFX Intelligence
Reading the graph
Reading the graph
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Advisor at C•••• C•••• F•••••••• M••••••••• L••
SILVERDALE, WA | Tigard, OR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C•••• C•••• F•••••••• M••••••••• L•• | Independent wealth | Oct 6, 2023 | n/a | yes | SILVERDALE, WA|Tigard, OR | Current employment |
| P••••••• P•••••• W••••• M••••••••• I••• | Independent wealth | Aug 28, 2014 | Oct 6, 2023 | no | P•••••••, OR|Portland, OR |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| P••••••• P•••••• W••••• M••••••••• I••• | C•••• C•••• F•••••••• M••••••••• L•• | Oct 6, 2023 | Oct 6, 2023 | 0 | Firm change | RIA to RIA |
| F•••• A••••• A••••••• S•••••••• I••• | P••••••• P•••••• W••••• M••••••••• I••• | Aug 29, 2014 | Aug 28, 2014 |
| F•••• A••••• A••••••• S•••••••• I••• | Former SEC adviser | Jul 2, 2012 | Aug 29, 2014 | no | P•••••••, OR | Previous registration |
| F•••• A••••• S••••••••• I••• | Former SEC adviser | Feb 25, 2011 | Jul 2, 2012 | no | P•••••••, OR|SAN DIEGO, CA|P•••••••, OR | Previous registration |
| -1 |
| Firm change |
| Other |
| F•••• A••••• S••••••••• I••• | F•••• A••••• A••••••• S•••••••• I••• | Jul 2, 2012 | Jul 2, 2012 | 0 | Bulk transfer | Other |