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V•••••• D•••••• K••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

V•••••• D•••••• K••••••

Advisor at C•••••••• I••••••••• R••••••• A•••••••• I•••

DENVER, CO | Denver, CO

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Search this name across graphsid dfx:ria:1af29ca2-6cff-f6b1-5ca5-45547ee53b8f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 1, 1999 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• I••••••••• R••••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 18, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 16derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Oct 12, 2009	n/a	yes	DENVER, CO\|Denver, CO	Current employment
A••••• F••••••••• I•••	Independent wealth	Mar 30, 1999	May 5, 2010	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
A••••• F••••••••• I•••	C•••••••• I••••••••• R••••••• A•••••••• I•••	May 5, 2010	Oct 12, 2009	-205	Firm change after gap	Other
L•• F•••••••• L••	A••••• F••••••••• I•••	Dec 4, 2007

Relationships

Registered with (3)

→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: current employment
Oct 12, 2009 to presentfactForm ADV
→ A••••• F••••••••• I•••Registered adviserregistration: previous registration
Mar 30, 1999 to May 5, 2010factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Jan 1, 1999 to Dec 4, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1af29ca2-6cff-f6b1-5ca5-45547ee53b8f
First observed: Jan 1, 1999
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.