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RIA / WealthRegistered adviserother adviserSEC registeredRAUM 100m 1b

RYE BROOK CAPITAL, LLC

CRD 288517

GREENWICH, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1af44ed0-b87a-8463-d8c5-349b5a04e404

Data as of Feb 3, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:43 PM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 4
On other graphs: 0
Observed: Nov 16, 2020 to Feb 3, 2026
7 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: other adviserderivedprivate_client_share=0.03 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $327MItem 5.F on the latest filing (2026-02-03); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $327M
Private client RAUM: $8.4MderivedItem 5.D individuals plus high net worth individuals
Private client share: 3%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $327Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 1
Advisory employees: 1
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 20
High net worth clients: 3
SEC number: 801-119977
CIK: 1844147
CRD: 288517
Filings on the tape: 7
First filed: Nov 16, 2020
Latest filed: Feb 3, 2026
Organised: Limited Liability Company, CT
Website: ryebrookcapital.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
Carlos Gustavo Ribeiro Fernandes	n/a	GREENWICH, CT	5	15	n/a	no

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
Jan	Other Private Fund	$192M	Feb 17, 2023	22	Nov 16, 2020	reported	n/a
BLUE INTERNATIONAL FUND	Other Private Fund	$81.4M	Mar 7, 2024	1	May 11, 2017	reported	n/a
BLUE GLOBAL STRATEGY FUND	Other Private Fund	$34.9M	Mar 7, 2024	2	Feb 5, 2019	reported	n/a
BELKEN B.V.	Other Private Fund	$23.1M	Feb 17, 2023	1	Feb 13, 2022	reported	n/a
BICALHO B.V.	Other Private Fund	$18.5M	Feb 17, 2023	1	Feb 13, 2022	reported	n/a
RESENDE B.V.	Other Private Fund	$16.1M	Feb 17, 2023	1	Feb 13, 2022	reported	n/a
TUNGSTEN INVEST HOLDINGS LIMITED	Other Private Fund	$14.3M	Feb 17, 2023	1	Feb 17, 2023	reported	n/a
Ras	Other Private Fund	$10.0M	Feb 17, 2023	1	Nov 16, 2020	reported	n/a
Sw	Other Private Fund	$6.4M	Feb 17, 2023	1	Feb 19, 2020	reported	n/a
BLUE DRAGON INVESTMENTS	Other Private Fund	$5.8M	Feb 17, 2023	1	Feb 13, 2022	reported	n/a
Jw	Other Private Fund	$5.6M	Feb 17, 2023	1	Feb 19, 2020	reported	n/a
VOLT INVESTMENTS LTD	Other Private Fund	$3.1M	Feb 17, 2023	1	Feb 13, 2022	reported	n/a
CHAMIE LLC	Other Private Fund	$1.0M	Feb 17, 2023	1	Feb 17, 2023	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
Ribeiro Fernandes, Carlos Gustavo	CHIEF COMPLIANCE OFFICER, MANAGING MEMBER	E	yes	03/2017	Nov 16, 2020	Mar 7, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2025	Feb 3, 2026	$327M	$327M	1	1	n/a	n/a
2024	Mar 14, 2025	$279M	$279M	1	1	n/a	n/a
2023	Mar 7, 2024	$475M	$475M	1	1	2	$116M
2022	Feb 17, 2023	$401M	$401M	1	1	13	$398M
2021	Feb 13, 2022	$430M	$430M	1	1	11	$428M
2020	Mar 4, 2021	$318M	$318M	1	1	6	$316M

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$327M	$279M	17.5%	$401M	-6.6%	1	1	0	0

Relationships

Advises (13)

→ BLUE GLOBAL STRATEGY FUNDPrivate fundOther Private Fund, IA
Feb 5, 2019 to presentfactForm ADV
→ BLUE INTERNATIONAL FUNDPrivate fundOther Private Fund, IA
May 11, 2017 to presentfactForm ADV
→ SWPrivate fundOther Private Fund, IA
Feb 19, 2020 to presentfactForm ADV
→ BLUE DRAGON INVESTMENTSPrivate fundOther Private Fund, IA
Feb 13, 2022 to presentfactForm ADV
→ BELKEN B.V.Private fundOther Private Fund, IA
Feb 13, 2022 to presentfactForm ADV
→ CHAMIE LLCPrivate fundOther Private Fund, IA
Feb 17, 2023 to presentfactForm ADV
→ RESENDE B.V.Private fundOther Private Fund, IA
Feb 13, 2022 to presentfactForm ADV
→ TUNGSTEN INVEST HOLDINGS LIMITEDPrivate fundOther Private Fund, IA
Feb 17, 2023 to presentfactForm ADV
→ VOLT INVESTMENTS LTDPrivate fundOther Private Fund, IA
Feb 13, 2022 to presentfactForm ADV
→ JANPrivate fundOther Private Fund, IA
Nov 16, 2020 to presentfactForm ADV
→ JWPrivate fundOther Private Fund, IA
Feb 19, 2020 to presentfactForm ADV
→ BICALHO B.V.Private fundOther Private Fund, IA
Feb 13, 2022 to presentfactForm ADV
→ RASPrivate fundOther Private Fund, IA
Nov 16, 2020 to presentfactForm ADV

Registered with (1)

← Carlos Gustavo Ribeiro FernandesAdvisorregistration: current employment
Dec 22, 2020 to presentfactForm ADV

Controls (1)

← Ribeiro Fernandes, Carlos GustavoOwnerCHIEF COMPLIANCE OFFICER, MANAGING MEMBER, ownership code E, individual
Nov 16, 2020 to Mar 7, 2024factForm ADV

Dated events

Occurred
Mar 14, 2025
Regulatory AUM changed
Rye Brook Capital, Llc reported RAUM $278.6M, down 41% from $475.0M (2024-03-07 to 2025-03-14)
Form ADVobserved 6 days ago
$-196M
Occurred
Feb 13, 2022
Regulatory AUM changed
Rye Brook Capital, Llc reported RAUM $430.4M, up 35% from $317.8M (2021-03-04 to 2022-02-13)
Form ADVobserved 6 days ago
$113M
Occurred
Mar 4, 2021
Regulatory AUM changed
Rye Brook Capital, Llc reported RAUM $317.8M, up 160% from $122.5M (2020-11-16 to 2021-03-04)
Form ADVobserved 6 days ago
$195M
Occurred
Nov 16, 2020
First Form ADV filing
Rye Brook Capital, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1af44ed0-b87a-8463-d8c5-349b5a04e404
First observed: Nov 16, 2020
Last observed: Feb 3, 2026 7 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

RYE BROOK CAPITAL, LLC

CRD 288517

GREENWICH, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1af44ed0-b87a-8463-d8c5-349b5a04e404

Data as of Feb 3, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:43 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

Carlos Gustavo Ribeiro Fernandes

n/a

GREENWICH, CT

n/a

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

Jan

Other Private Fund

$192M

Feb 17, 2023

Nov 16, 2020

reported

n/a

BLUE INTERNATIONAL FUND

Other Private Fund

$81.4M

Mar 7, 2024

May 11, 2017

reported

n/a

BLUE GLOBAL STRATEGY FUND

Other Private Fund

$34.9M

Mar 7, 2024

Feb 5, 2019

reported

n/a

BELKEN B.V.

Other Private Fund

$23.1M

Feb 17, 2023

Feb 13, 2022

reported

n/a

BICALHO B.V.

Other Private Fund

$18.5M

Feb 17, 2023

Feb 13, 2022

reported

n/a

RESENDE B.V.

Other Private Fund

$16.1M

Feb 17, 2023

Feb 13, 2022

reported

n/a

TUNGSTEN INVEST HOLDINGS LIMITED

Other Private Fund

$14.3M

Feb 17, 2023

reported

n/a

Ras

Other Private Fund

$10.0M

Feb 17, 2023

Nov 16, 2020

reported

n/a

Other Private Fund

$6.4M

Feb 17, 2023

Feb 19, 2020

reported

n/a

BLUE DRAGON INVESTMENTS

Other Private Fund

$5.8M

Feb 17, 2023

Feb 13, 2022

reported

n/a

Other Private Fund

$5.6M

Feb 17, 2023

Feb 19, 2020

reported

n/a

VOLT INVESTMENTS LTD

Other Private Fund

$3.1M

Feb 17, 2023

Feb 13, 2022

reported

n/a

CHAMIE LLC

Other Private Fund

$1.0M

Feb 17, 2023

reported

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

Ribeiro Fernandes, Carlos Gustavo

CHIEF COMPLIANCE OFFICER, MANAGING MEMBER

yes

03/2017

Nov 16, 2020

Mar 7, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Feb 3, 2026

$327M

n/a

2024

Mar 14, 2025

$279M

n/a

2023

Mar 7, 2024

$475M

$116M

2022

Feb 17, 2023

$401M

$398M

2021

Feb 13, 2022

$430M

$428M

2020

Mar 4, 2021

$318M

$316M

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$327M

$279M

17.5%

$401M

-6.6%