DFX Intelligence

N•••• J••• A•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)35 years in industry

N•••• J••• A•••••

Advisor at C••••• I••••••••• A••••••• L••

Spokane Valley, WA

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Search this name across graphsid dfx:ria:1afa67b9-ecf1-cc26-9788-f395fd4c58b0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Nov 29, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• I••••••••• A••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 13, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Sep 16, 2022	n/a	yes	Spokane Valley, WA	Current employment
C••• F•••••••• S•••••••• L•••	Former SEC adviser	Jan 21, 2021	Sep 16, 2022	no	Spokane Valley, WA\|Spokane, WA\|Post Falls, ID\|KENNEWICK, WA\|Spokane, WA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••• F•••••••• S•••••••• L•••	C••••• I••••••••• A••••••• L••	Sep 16, 2022	Sep 16, 2022	0	Firm change	Ibd to ibd
H••• C•••••• M••••••••• I•••	C••• F•••••••• S•••••••• L•••	Jan 15, 2021	Jan 21, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
42132:105644:WA:2022-09-16	Sep 16, 2022	Sep 16, 2022	SPOKANE, WA	Firm change

Relationships

Registered with (3)

→ C••••• I••••••••• A••••••• L••Registered adviserregistration: current employment
Sep 16, 2022 to presentfactForm ADV
→ C••• F•••••••• S•••••••• L•••Registered adviserregistration: previous registration
Jan 21, 2021 to Sep 16, 2022factForm ADV
→ H••• C•••••• M••••••••• I•••Registered adviserregistration: previous registration
Nov 29, 2018 to Jan 15, 2021factForm ADV

Dated events

Occurred
Sep 16, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1afa67b9-ecf1-cc26-9788-f395fd4c58b0
First observed: Nov 29, 2018
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.