DFX Intelligence

P•••••••• C•••••• M•••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

P•••••••• C•••••• M•••••••••

P•••••••• LLC, CRD 286399

MIAMI, FL

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Search this name across graphsid dfx:ria:1afe3f0d-683f-8bfe-5e57-f9d916a0cd94

Data as of Aug 12, 2018 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Sep 25, 2017 to Aug 12, 2018
13 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Private client RAUM: $0derived••• Locked
Advisors on IAPD: 0
Employees: 1
Advisory employees: 1
Offices: 2Schedule D 1.F, beyond the principal office
Private funds: 1Schedule D 7.B(1)
Private fund GAV: $60,000

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
P•••••••• M••••••••	Hedge Fund	$60,000	Aug 12, 2018	4	Sep 25, 2017	reported	n/a

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
H••••••• L••	Member	D	yes	06/2013	Sep 25, 2017	Aug 12, 2018
K••••••••• T•••••• J•••••••	CEO OF H••••••• L••	D	yes	09/2004	Sep 25, 2017	Aug 12, 2018

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Miami	FL	United States	1	no
n/a	n/a	n/a	1	no

Relationships

Advises (1)

→ P•••••••• M••••••••Private fundHedge Fund, IA
Sep 25, 2017 to presentfactForm ADV

Controls (2)

← K••••••••• T•••••• J•••••••OwnerCEO OF H••••••• L••, ownership code D, individual
Sep 25, 2017 to presentfactForm ADV
← H••••••• L••OwnerMEMBER, ownership code D, foreign entity
Sep 25, 2017 to presentfactForm ADV

Dated events

Occurred
Sep 25, 2017
First Form ADV filing
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1afe3f0d-683f-8bfe-5e57-f9d916a0cd94
First observed: Sep 25, 2017
Last observed: Aug 12, 2018 98 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.