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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

GERBER/TAYLOR ASSOCIATES LLC

CRD 108330

MEMPHIS, TN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1afe507b-8c77-6ef5-0cdb-b032b3dfeed1

Data as of Mar 30, 2022 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 5
On other graphs: 0
Observed: Mar 1, 2012 to Mar 30, 2022
15 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $398MItem 5.F on the latest filing (2022-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $70.3MderivedItem 5.D individuals plus high net worth individuals
Private client share: 18%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 18
Advisory employees: 12
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 183
Individual clients: 0
High net worth clients: 21
Custody, client assets: $48.3M
SEC number: 801-36616
CRD: 108330
Filings on the tape: 15
First filed: Mar 1, 2012
Latest filed: Mar 30, 2022
Organised: Limited Liability Company, Tennessee

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CORNPROPST, MARY, CLIFTON	CHIEF FINANCIAL OFFICER	Na	yes	10/2004	Mar 1, 2012	Mar 30, 2022
DOUGLASS, MICHAEL, JAMES	Secretary	Na	yes	12/1994	Mar 1, 2012	Mar 30, 2022
GERBER, CHARLES, COLE	Treasurer	Na	yes	12/1990	Mar 1, 2012	Mar 30, 2022
GERBER/TAYLOR CAPITAL ADVISORS LP	HOLDING COMPANY	E	yes	12/1990	Jul 22, 2021	Mar 30, 2022
KEARNS, DARREN, DOUGLAS	CHIEF COMPLIANCE OFFICER	Na	yes	03/2022	Mar 30, 2022	Mar 30, 2022
KINNEAR, MATTHEW, KENNETH	CHIEF OPERATIONS OFFICER	Na	yes	03/2022	Mar 30, 2022	Mar 30, 2022
PICKENS, WILLIAM, ERNEST	CEO/PRESIDENT	Na	yes	02/2013	Mar 1, 2012	Mar 30, 2022

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
GERBER/TAYLOR MANAGEMENT LLC	n/a	Asset manager	$11B	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2021	Mar 30, 2022	$398M	$0	18	12	0	n/a	n/a
2020	Mar 31, 2021	$282M	$0	18	9	0	n/a	n/a
2019	Mar 20, 2020	$284M	$0	19	10	0	n/a	n/a
2018	Mar 28, 2019	$340M	$0	20	11	0	n/a	n/a
2017	Mar 29, 2018	$376M	$0	17	12	0	n/a	n/a
2016	Mar 31, 2017	$363M	$0	20	13	n/a	n/a	n/a
2015	Mar 29, 2016	$281M	$0	21	14	n/a	n/a	n/a
2014	Mar 31, 2015	$308M	$0	21	14	n/a	n/a	n/a
2013	Mar 31, 2014	$264M	$0	19	14	n/a	n/a	n/a
2012	Mar 28, 2013	$273M	$0	18	13	n/a	n/a	n/a
2011	Mar 1, 2012	$512M	$261M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2021	$398M	$282M	41.3%	$340M	5.4%	18	18	0	0

Relationships

Affiliated with (2)

→ GERBER/TAYLOR MANAGEMENT LLCRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
← G/T OFFSHORE MANAGEMENT, L.L.C.Registered adviserother investment adviser, common control
factForm ADV

Controls (7)

← GERBER, CHARLES, COLEOwnerTREASURER, ownership code NA, individual
Mar 1, 2012 to presentfactForm ADV
← PICKENS, WILLIAM, ERNESTOwnerCEO/PRESIDENT, ownership code NA, individual
Mar 1, 2012 to presentfactForm ADV
← KINNEAR, MATTHEW, KENNETHOwnerCHIEF OPERATIONS OFFICER, ownership code NA, individual
Mar 30, 2022 to presentfactForm ADV
← DOUGLASS, MICHAEL, JAMESOwnerSECRETARY, ownership code NA, individual
Mar 1, 2012 to presentfactForm ADV
← KEARNS, DARREN, DOUGLASOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 30, 2022 to presentfactForm ADV
← CORNPROPST, MARY, CLIFTONOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Mar 1, 2012 to presentfactForm ADV
← GERBER/TAYLOR CAPITAL ADVISORS LPOwnerHOLDING COMPANY, ownership code E, domestic entity
Jul 22, 2021 to presentfactForm ADV

Registered with (1)

← MATTHEW JESS ROBBINSAdvisorregistration: previous registration
Apr 24, 2006 to Dec 15, 2022factForm ADV

Dated events

Occurred
Mar 30, 2022
Regulatory AUM changed
Gerber/Taylor Associates Llc reported RAUM $398.1M, up 41% from $281.7M (2021-07-22 to 2022-03-30)
Form ADVobserved 4 days ago
$116M
Occurred
Mar 30, 2022
Control person joined
Kenneth Matthew Kinnear (Chief Operations Officer) appeared on Schedule A of Gerber/Taylor Associates Llc
Form ADVobserved 4 days ago
Occurred
Mar 30, 2022
Control person joined
Douglas Darren Kearns (Chief Compliance Officer) appeared on Schedule A of Gerber/Taylor Associates Llc
Form ADVobserved 4 days ago
Occurred
Jul 22, 2021
Succession filed (Item 4)
Gerber/Taylor Associates, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
Form ADVobserved 4 days ago
Occurred
Mar 20, 2020
Control person left
Andrew Robert Taylor (Director) no longer on Schedule A of Gerber/Taylor Associates Llc (listed 2019-03-28, absent 2020-03-20)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1afe507b-8c77-6ef5-0cdb-b032b3dfeed1
First observed: Mar 1, 2012
Last observed: Mar 30, 2022 54 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

GERBER/TAYLOR ASSOCIATES LLC

CRD 108330

MEMPHIS, TN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1afe507b-8c77-6ef5-0cdb-b032b3dfeed1

Data as of Mar 30, 2022 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:42 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CORNPROPST, MARY, CLIFTON

CHIEF FINANCIAL OFFICER

yes

10/2004

Mar 1, 2012

Mar 30, 2022

DOUGLASS, MICHAEL, JAMES

Secretary

yes

12/1994

Mar 1, 2012

Mar 30, 2022

GERBER, CHARLES, COLE

Treasurer

yes

12/1990

Mar 1, 2012

Mar 30, 2022

GERBER/TAYLOR CAPITAL ADVISORS LP

HOLDING COMPANY

yes

12/1990

Jul 22, 2021

Mar 30, 2022

KEARNS, DARREN, DOUGLAS

CHIEF COMPLIANCE OFFICER

yes

03/2022

Mar 30, 2022

KINNEAR, MATTHEW, KENNETH

CHIEF OPERATIONS OFFICER

yes

03/2022

Mar 30, 2022

PICKENS, WILLIAM, ERNEST

CEO/PRESIDENT

yes

02/2013

Mar 1, 2012

Mar 30, 2022

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

GERBER/TAYLOR MANAGEMENT LLC

n/a

Asset manager

$11B

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2021

Mar 30, 2022

$398M

n/a

2020

Mar 31, 2021

$282M

n/a

2019

Mar 20, 2020

$284M

n/a

2018

Mar 28, 2019

$340M

n/a

2017

Mar 29, 2018

$376M

n/a

2016

Mar 31, 2017

$363M

n/a

2015

Mar 29, 2016

$281M

n/a

2014

Mar 31, 2015

$308M

n/a

2013

Mar 31, 2014

$264M

n/a

2012

Mar 28, 2013

$273M

n/a

2011

Mar 1, 2012

$512M

$261M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2021

$398M

$282M

41.3%

$340M

5.4%