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Advisor at ROWAN FINANCIAL LLC
BETHLEHEM, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ROWAN FINANCIAL LLC | State registered | Aug 2, 2013 | n/a | yes | BETHLEHEM, PA | Current employment |
| ORIGIN INVESTMENT ADVISORY LLC | Independent wealth | Oct 11, 2021 | Aug 11, 2022 | no | SARASOTA, FL|BETHLEHEM, PA | Previous registration |
| ROCHE FINANCIAL PARTNERS LLC | State registered | Sep 15, 2008 | Sep 22, 2011 | no | BETHLEHEM, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ORIGIN INVESTMENT ADVISORY LLC | n/a | Aug 11, 2022 | n/a | n/a | Departure no registered destination | Departure |
| ROCHE FINANCIAL PARTNERS LLC | ROWAN FINANCIAL LLC | Sep 22, 2011 | Aug 2, 2013 | 680 | Firm change after gap | Other |