DFX Intelligence

N•••••••• S•••• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

N•••••••• S•••• S•••••

Advisor at T•• A•••••••• I•••

SUMMIT, NJ | Boca Raton, FL

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Search this name across graphsid dfx:ria:1b088913-3258-3564-4778-dc756a40d54b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Oct 27, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 10, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•• A•••••••• I•••	Bd affiliated wealth	Oct 13, 2020	n/a	yes	SUMMIT, NJ\|Boca Raton, FL	Current employment
N••••••••• M••••• I••••••••• S•••••••••	No RAUM reported	May 12, 2016	Jun 24, 2020	no	WASHINGTON, DC\|RESTON, VA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N••••••••• M••••• I••••••••• S•••••••••	T•• A•••••••• I•••	Jun 24, 2020	Oct 13, 2020	111	Firm change	Other
L•••••• I••••••••• A•••••••• L••	N••••••••• M••••• I••••••••• S•••••••••	May 11, 2016	May 12, 2016

Relationships

Registered with (3)

→ T•• A•••••••• I•••Registered adviserregistration: current employment
Oct 13, 2020 to presentfactForm ADV
→ N••••••••• M••••• I••••••••• S•••••••••Registered adviserregistration: previous registration
May 12, 2016 to Jun 24, 2020factForm ADV
→ L•••••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
Oct 27, 2015 to May 11, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1b088913-3258-3564-4778-dc756a40d54b
First observed: Oct 27, 2015
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.