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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

Charles Philip Staples

Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Greensboro, NC

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Search this name across graphsid dfx:ria:1b0d0888-fb46-b673-6855-06546a6fbd8a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Apr 10, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 1, 2014earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Jul 13, 2016
First registration: Apr 10, 2017
Dual registered: yes, broker-dealer
Other names: Philip Staples|Phil Staples|Charles Phillip Staples
IAPD individual key: 6671892

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Aug 13, 2026	n/a	yes	Greensboro, NC	Current employment
U.S. BANCORP ADVISORS, LLC	Bd affiliated wealth	Feb 13, 2026	Aug 12, 2026	no	Nashville, TN\|Goodlettsville, TN\|Nashville, TN\|Nashville, TN\|Mount Juliet, TN\|Hendersonville, TN\|Nashville, TN\|Hermitage, TN	Previous registration
U.S. BANCORP INVESTMENTS, INC.	Former SEC adviser	Jul 14, 2022	Feb 13, 2026	no	Hendersonville, TN\|Goodlettsville, TN\|Nashville, TN\|Nashville, TN\|Mount Juliet, TN\|Nashville, TN\|Nashville, TN\|Nashville, TN\|Hermitage, TN\|Smyrna, TN\|Gallatin, TN\|Nashville, TN\|Nashville, TN	Previous registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Jan 15, 2019	Jul 26, 2022	no	LEBANON, TN	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jun 7, 2017	Jan 9, 2019	no	NASHVILLE, TN	Previous registration
FIFTH THIRD SECURITIES, INC.	Bd affiliated wealth	Apr 10, 2017	Jun 12, 2017	no	HERMITAGE, TN\|MADISON, TN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
U.S. BANCORP ADVISORS, LLC	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Aug 12, 2026	Aug 13, 2026	1	Firm change	Ibd to ibd
U.S. BANCORP INVESTMENTS, INC.	U.S. BANCORP ADVISORS, LLC	Feb 13, 2026	Feb 13, 2026	0	Bulk transfer	Ibd to ibd
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	U.S. BANCORP INVESTMENTS, INC.	Jul 26, 2022	Jul 14, 2022	-12	Firm change	Ibd to ibd
WELLS FARGO ADVISORS	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Jan 9, 2019	Jan 15, 2019	6	Firm change	Wirehouse to ibd
FIFTH THIRD SECURITIES, INC.	WELLS FARGO ADVISORS	Jun 12, 2017	Jun 7, 2017	-5	Firm change	Other

Relationships

Registered with (5)

→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
Jan 15, 2019 to Jul 26, 2022factForm ADV
→ U.S. BANCORP ADVISORS, LLCRegistered adviserregistration: previous registration
Feb 13, 2026 to Aug 12, 2026factForm ADV
→ U.S. BANCORP INVESTMENTS, INC.Registered adviserregistration: previous registration
Jul 14, 2022 to Feb 13, 2026factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jun 7, 2017 to Jan 9, 2019factForm ADV
→ FIFTH THIRD SECURITIES, INC.Registered adviserregistration: previous registration
Apr 10, 2017 to Jun 12, 2017factForm ADV

Dated events

Occurred
Aug 12, 2026
Advisor changed firm
Charles Philip Staples left U.S. Bancorp Advisors, Llc for Raymond James Financial Services Advisors, Inc (registered 2026-08-13)
Form ADVobserved 5 days ago
Occurred
Jul 26, 2022
Advisor changed firm
Charles Philip Staples left Raymond James Financial Services Advisors, Inc for U.S. Bancorp Investments, Inc. (registered 2022-07-14)
Form ADVobserved 5 days ago