DFX Intelligence

M••• D•••• W••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorPersonal Financial Specialist42 years in industry

M••• D•••• W••••••••

Advisor at T••• F••••••••

SCOTTSDALE, AZ | SPANISH FORK, UT

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Search this name across graphsid dfx:ria:1b23fde5-7833-f8a9-1d93-98dc5c81f29d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jan 9, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••• F••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 1, 1983earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T••• F••••••••	Independent wealth	Jun 22, 2020	n/a	yes	SCOTTSDALE, AZ\|SPANISH FORK, UT	Current employment
E••• B••••• A•••••••• L••	Former SEC adviser	Feb 13, 2018	Jun 17, 2020	no	OREM, UT\|SIOUX FALLS, SD

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E••• B••••• A•••••••• L••	T••• F••••••••	Jun 17, 2020	Jun 22, 2020	5	Firm change	RIA to RIA
T••• F••••••••	E••• B••••• A•••••••• L••	Mar 7, 2018	Feb 13, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
6627:109376:UT:2015-05-15	May 15, 2015	Aug 16, 2012	SALT LAKE CITY, UT	Firm change after gap

Relationships

Registered with (4)

→ T••• F••••••••Registered adviserregistration: previous registration
Aug 16, 2012 to Mar 7, 2018factForm ADV
→ E••• B••••• A•••••••• L••Registered adviserregistration: previous registration
Feb 13, 2018 to Jun 17, 2020factForm ADV
→ E•••••••• A•••••••• L••Registered adviserregistration: previous registration
Jun 1, 2005 to May 15, 2015factForm ADV
→ M••• S••••••••• C•••••••••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1b23fde5-7833-f8a9-1d93-98dc5c81f29d
First observed: Jan 9, 2004
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.