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Advisor at LEGACY 401K PARTNERS, LLC
GRAPEVINE, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LEGACY 401K PARTNERS, LLC | State registered | Aug 10, 2015 | n/a | yes | GRAPEVINE, TX | Current employment |
| ISC ADVISORS, INC. | Mixed wealth | Apr 5, 2013 | Aug 5, 2015 | no | DALLAS, TX | Previous registration |
| INSTITUTIONAL SECURITIES CORPORATION | Former SEC adviser | Mar 1, 2010 | Dec 31, 2013 | no | KELLER, TX|DALLAS, TX|DALLAS, TX|DALLAS, TX|DALLAS, TX|BEDFORD, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ISC ADVISORS, INC. | LEGACY 401K PARTNERS, LLC | Aug 5, 2015 | Aug 10, 2015 | 5 | Firm change | Other |
| INSTITUTIONAL SECURITIES CORPORATION | ISC ADVISORS, INC. | Dec 31, 2013 | Apr 5, 2013 | -270 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 166586:181525:TX:2015-08-05 | Aug 5, 2015 | Aug 10, 2015 | DALLAS, TX | Firm change |