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J••••• S•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor13 years in industry

J••••• S•••••••

Advisor at D•••••• A•••••••• G•••• • W•••••

DENVER, CO | DALLAS, TX

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Search this name across graphsid dfx:ria:1b350c14-1b75-9e2c-64da-bde559ab7e04

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:02 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jan 26, 2024 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D•••••• A•••••••• G•••• • W•••••
Current firm class: other adviserderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
D•••••• A•••••••• G•••• • W•••••	Other adviser	Jul 29, 2025	n/a	yes	DALLAS, TX\|DENVER, CO	Current employment
H•••••• T••••••• • K•••• L••	Independent wealth	Jan 26, 2024	Jul 16, 2025	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
H•••••• T••••••• • K•••• L••	D•••••• A•••••••• G•••• • W•••••	Jul 16, 2025	Jul 29, 2025	13	Firm change	Other

Relationships

Registered with (2)

→ D•••••• A•••••••• G•••• • W•••••Registered adviserregistration: current employment
Jul 29, 2025 to presentfactForm ADV
→ H•••••• T••••••• • K•••• L••Registered adviserregistration: previous registration
Jan 26, 2024 to Jul 16, 2025factForm ADV

Dated events

Occurred
Jul 16, 2025
Advisor changed firm
J••••• S••••••• left H•••••• T••••••• • K•••• L•• for D•••••• A•••••••• G•••• • W••••• (registered 2025-07-29)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1b350c14-1b75-9e2c-64da-bde559ab7e04
First observed: Jan 26, 2024
Last observed: Sep 15, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.