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RIA / WealthAdvisordual registered (broker-dealer)36 years in industry

MONICA M. JOFFRE

Advisor at STRATEGIC ADVISERS LLC

GLENDALE, AZ

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Search this name across graphsid dfx:ria:1b38bf72-7bb8-c187-763c-aaba27639a44

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:00 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Oct 16, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STRATEGIC ADVISERS LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 27, 1989earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Nov 27, 1989
First registration: Oct 16, 2002
Dual registered: yes, broker-dealer
Other names: MONICA MARY MILLER|MONICA MARY MILLER|MONICA MARY JOFFRE|Monica M Joffre
IAPD individual key: 1285940

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STRATEGIC ADVISERS LLC	National bd RIA	Mar 31, 2025	n/a	yes	GLENDALE, AZ	Current employment
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Mar 23, 2021	Mar 31, 2025	no	SALT LAKE CITY, UT	Previous registration
USAA INVESTMENT SERVICES COMPANY	No RAUM reported	Oct 7, 2019	Jul 30, 2020	no	Phoenix, AZ\|Phoenix, AZ\|COLORADO SPRINGS, CO	Previous registration
MORGAN STANLEY	Wirehouse	Mar 1, 2019	Sep 25, 2019	no	Gilbert, AZ\|PURCHASE, NY	Previous registration
INDEPENDENT FINANCIAL GROUP, LLC	Bd affiliated wealth	Nov 27, 2018	Feb 22, 2019	no	SCOTTSDALE, AZ	Previous registration
STRATOS WEALTH PARTNERS, LTD	Bd affiliated wealth	Aug 22, 2017	Sep 9, 2018	no	Scottsdale, AZ	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Jan 3, 2011	May 16, 2017	no	PHOENIX, AZ\|Phoenix, AZ	Previous registration
WELLS FARGO INVESTMENTS, LLC	n/a	Oct 16, 2002	Aug 18, 2009	no	SCOTTSDALE, AZ\|SCOTTSDALE, AZ\|SUN CITY, AZ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIDELITY PERSONAL AND WORKPLACE ADVISORS	STRATEGIC ADVISERS LLC	Mar 31, 2025	Mar 31, 2025	0	Bulk transfer	Ibd to ibd
USAA INVESTMENT SERVICES COMPANY	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Jul 30, 2020	Mar 23, 2021	236	Firm change	Other
MORGAN STANLEY	USAA INVESTMENT SERVICES COMPANY	Sep 25, 2019	Oct 7, 2019	12	Firm change	Wirehouse to ibd
INDEPENDENT FINANCIAL GROUP, LLC	MORGAN STANLEY	Feb 22, 2019	Mar 1, 2019	7	Firm change	Ibd to wirehouse
STRATOS WEALTH PARTNERS, LTD	INDEPENDENT FINANCIAL GROUP, LLC	Sep 9, 2018	Nov 27, 2018	79	Firm change	RIA to ibd
CHARLES SCHWAB & CO., INC.	STRATOS WEALTH PARTNERS, LTD	May 16, 2017	Aug 22, 2017	98	Firm change	Other
WELLS FARGO INVESTMENTS, LLC	CHARLES SCHWAB & CO., INC.	Aug 18, 2009	Jan 3, 2011	503	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
5475:288590:CO:2020-07-30	Jul 30, 2020	Mar 23, 2021	COLORADO SPRINGS, CO	Firm change

Relationships

Registered with (8)

→ STRATEGIC ADVISERS LLCRegistered adviserregistration: current employment
Mar 31, 2025 to presentfactForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Mar 23, 2021 to Mar 31, 2025factForm ADV
→ USAA INVESTMENT SERVICES COMPANYRegistered adviserregistration: previous registration
Oct 7, 2019 to Jul 30, 2020factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Mar 1, 2019 to Sep 25, 2019factForm ADV
→ INDEPENDENT FINANCIAL GROUP, LLCRegistered adviserregistration: previous registration
Nov 27, 2018 to Feb 22, 2019factForm ADV
→ STRATOS WEALTH PARTNERS, LTDRegistered adviserregistration: previous registration
Aug 22, 2017 to Sep 9, 2018factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Jan 3, 2011 to May 16, 2017factForm ADV
→ WELLS FARGO INVESTMENTS, LLCRegistered adviserregistration: previous registration
Oct 16, 2002 to Aug 18, 2009factForm ADV

Dated events

No dated event names this entity yet.