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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

MICHAEL JAMES WEGGE

Advisor at OSAIC WEALTH, INC.

Encino, CA | LOS ANGELES, CA

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Search this name across graphsid dfx:ria:1b3bce73-2aee-2d1e-5873-3c82e2a29366

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 10:41 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Apr 12, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 12, 2001earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Oct 12, 2001
First registration: Apr 12, 2007
Dual registered: yes, broker-dealer
IAPD individual key: 4418476

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Sep 1, 2023	n/a	yes	Encino, CA\|LOS ANGELES, CA	Current employment
SAGEPOINT FINANCIAL, INC.	Former SEC adviser	Jul 2, 2019	Sep 1, 2023	no	CALABASAS, CA\|LOS ANGELES, CA	Previous registration
ADVICE AND PLANNING SERVICES	Bd affiliated wealth	Nov 10, 2014	May 31, 2019	no	Sherman Oaks, CA	Previous registration
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Feb 14, 2012	Oct 27, 2014	no	LOS ANGELES, CA\|Los Angeles, CA	Previous registration
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	No RAUM reported	Apr 12, 2007	Jan 20, 2012	no	FAIRFAX, VA\|LOS ANGELES, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SAGEPOINT FINANCIAL, INC.	OSAIC WEALTH, INC.	Sep 1, 2023	Sep 1, 2023	0	Bulk transfer	Ibd to ibd
ADVICE AND PLANNING SERVICES	SAGEPOINT FINANCIAL, INC.	May 31, 2019	Jul 2, 2019	32	Firm change	Ibd to ibd
MML INVESTORS SERVICES, LLC	ADVICE AND PLANNING SERVICES	Oct 27, 2014	Nov 10, 2014	14	Firm change	Other
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	MML INVESTORS SERVICES, LLC	Jan 20, 2012	Feb 14, 2012	25	Firm change	Other

Relationships

Registered with (5)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Sep 1, 2023 to presentfactForm ADV
→ SAGEPOINT FINANCIAL, INC.Registered adviserregistration: previous registration
Jul 2, 2019 to Sep 1, 2023factForm ADV
→ ADVICE AND PLANNING SERVICESRegistered adviserregistration: previous registration
Nov 10, 2014 to May 31, 2019factForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Feb 14, 2012 to Oct 27, 2014factForm ADV
→ NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCRegistered adviserregistration: previous registration
Apr 12, 2007 to Jan 20, 2012factForm ADV

Dated events

No dated event names this entity yet.