DFX Intelligence

J•••• Y••• S••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner11 years in industry

J•••• Y••• S••••

Advisor at W••••••••• A•••••••

Midlothian, VA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 3:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jun 16, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 2014earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••••••• A•••••••	Independent wealth	Dec 12, 2024	n/a	yes	Midlothian, VA	Current employment
W••••••••• A•••••••	Former SEC adviser	Apr 26, 2022	Dec 31, 2024	no	MIDLOTHIAN, VA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W••••••••• A•••••••	W••••••••• A•••••••	Dec 31, 2024	Dec 12, 2024	-19	Channel change	RIA to RIA
V•••• F•••••••• A•••••••• I•••	W••••••••• A•••••••	Apr 6, 2022	Apr 26, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
106259:106181:VA:2024-12-31	Dec 31, 2024	Dec 12, 2024	MIDLOTHIAN, VA	Channel change

Relationships

Registered with (4)

→ W••••••••• A•••••••Registered adviserregistration: current employment
Dec 12, 2024 to presentfactForm ADV
→ W••••••••• A•••••••Registered adviserregistration: previous registration
Apr 26, 2022 to Dec 31, 2024factForm ADV
→ V•••• F•••••••• A•••••••• I•••Registered adviserregistration: previous registration
May 24, 2021 to Apr 6, 2022factForm ADV
→ W•••• F•••• A•••••••

Dated events

Order

Occurred
6 Apr 2022
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jun 16, 2020
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.