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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 10b 100b

WEALTHSPIRE ADVISORS

WEALTHSPIRE ADVISORS LLC, CRD 106181

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7c568cd5-6418-18e9-763f-2853ebf385d0

Data as of Apr 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 304
Dated events: 40
On other graphs: 0
Observed: Apr 3, 2012 to Apr 30, 2026
47 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.97 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $34BItem 5.F on the latest filing (2026-04-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $33B
Private client RAUM: $33BderivedItem 5.D individuals plus high net worth individuals
Private client share: 97%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 237
RAUM per advisor: $145Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 397
Advisory employees: 220
Offices: 26Schedule D 1.F, beyond the principal office
Accounts: 9,973
Individual clients: 4,183
High net worth clients: 5,553
Custody, client assets: $14B
SEC number: 801-49390
CIK: 1646247
CRD: 106181
Filings on the tape: 47
First filed: Apr 3, 2012
Latest filed: Apr 30, 2026
Organised: Limited Liability Company, NY

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first; showing 25 of 237

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
MARTHA SIMPSON STANIFORD	n/a	NEW YORK, NY	20	29	n/a	no
MICHAEL NICHOLAS DELGASS	n/a	NEW YORK, NY	19	21	n/a	no
GAIL M HARRIS	Certified Financial Planner	NEW YORK, NY	7	30	3	no
JUSTIN LOUIS GOLDSTEIN	n/a	ALISO VIEJO, CA \| Madison, WI	7	26	3	no
CONNOR JOSEPH DARRELL	n/a	NEW YORK, NY	6	12	1	no
OLIVER PURSCHE	n/a	Westport, CT	5	24	4	no
KEVIN CHARLES KOSGARD	n/a	Appleton, WI	5	27	4	no
WILLIAM BRIAN SCHWARTZ	Certified Financial Planner	Potomac, MD	5	30	3	no
LAURA SUE BARRY	Certified Financial Planner	Milwaukee, WI	5	24	4	no
MICHELE GABRIELLE WALTHERT	Certified Financial Planner	Potomac, MD	5	24	3	no
ASHLEY ELYSE IDDINGS	n/a	Potomac, MD	5	23	4	no
TIMOTHY RICHARD HUGHES	Certified Financial Planner	Reston, VA	5	20	3	no
GRANT MICHAEL RUDER	Certified Financial Planner	Reston, VA	5	18	2	no
GARY RICHARD SOBELMAN	n/a	Potomac, MD	5	40	5	no
SCOTT NATHANIEL BRODY	n/a	Potomac, MD	5	32	3	no
JAY ANTHONY CZARAPATA	Certified Financial Planner	Chicago, IL \| Milwaukee, WI	5	22	4	no
KEVIN WALLACE SMITH	Certified Financial Planner	Indialantic, FL	5	20	4	no
MAX JOSEPH MELTZER	Certified Financial Planner	Potomac, MD	5	18	6	no
ROBIN A DOBBS	Certified Financial Planner	Potomac, MD	5	17	2	no
ERAN GOUDES	Certified Financial Planner\|Chartered Financial Analyst	Reston, VA	5	16	3	no
MYKA BRADLEY KOENEN	Certified Financial Planner	Reston, VA	5	13	4	no
CRYSTAL JEWEL COX	Certified Financial Planner	Madison, WI	5	14	3	no
SCOTT DENNIS DILLIE	Certified Financial Planner	Reston, VA	5	13	4	no
RAZIEL NOCHEMIA HECHT	Certified Financial Planner	Delafield, WI	5	11	2	no
BRYAN ALLEN STRETTON	Certified Financial Planner	Reston, VA	5	12	2	no

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
SONTAG SPECIAL OPPORTUNITIES FUND	Hedge Fund	$3,000	Jun 30, 2020	104	Apr 3, 2012	dropped	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
DEL PRIORE, MICHAEL, J	CHIEF COMPLIANCE OFFICER	Na	yes	01/2020	Apr 30, 2026	Apr 30, 2026
GOSS, MICHAEL, EDMOND	Director	Na	yes	10/2025	Apr 30, 2026	Apr 30, 2026
HILZENRATH, ROBERT, JAY	Director	Na	yes	10/2025	Apr 30, 2026	Apr 30, 2026
LAMENA, MICHAEL, ANTHONY	CHIEF EXECUTIVE OFFICER, WEALTHSPIRE, LP	Na	yes	05/2019	Apr 30, 2026	Apr 30, 2026
LONG, BRAD, Leighton	CHIEF INVESTMENT OFFICER	Na	yes	10/2025	Apr 30, 2026	Apr 30, 2026
MOO, VERONICA, EI CHUN	Director	Na	yes	07/2017	Apr 30, 2026	Apr 30, 2026
NELSON, CARL, EDWARD	PRESIDENT, WEALTHSPIRE, LP	Na	yes	10/2025	Apr 30, 2026	Apr 30, 2026
Olson, Channing	CHIEF OPERATIONS OFFICER	Na	yes	10/2025	Apr 30, 2026	Apr 30, 2026
POWERS, BRIAN, DAVID	CHIEF FINANCIAL OFFICER	Na	yes	05/2019	Apr 30, 2026	Apr 30, 2026
SCHNEIDER, BRETT, RONALD	Director	Na	yes	01/2009	Apr 30, 2026	Apr 30, 2026
SONTAG, ERIC, MATTHEW	President	Na	yes	11/2011	Apr 30, 2026	Apr 30, 2026
WEALTHSPIRE HOLDINGS, LLC	Member	E	yes	11/2017	Apr 30, 2026	Apr 30, 2026
AON, PLC	Owner	E	yes	06/2014	Apr 29, 2024	Sep 3, 2024
MORIARTY, MICHAEL, JOSEPH	CHIEF INVESTMENT OFFICER	Na	yes	12/2017	Jan 3, 2021	Sep 3, 2024
NFP CORP.	Owner	E	yes	11/2017	Mar 30, 2015	Sep 3, 2024
NFP INTERMEDIATE HOLDINGS B. CORP.	Owner	E	yes	07/2013	Mar 30, 2015	Sep 3, 2024
O'MALLEY, EDWARD, GEORGE	Director	Na	yes	02/2015	Apr 5, 2017	Sep 3, 2024
RANDOLPH ACQUISITION CORP.	Owner	E	yes	04/2024	Apr 29, 2024	Sep 3, 2024
RANDOLPH FINANCE UNLIMITED COMPANY	Owner	E	yes	04/2024	Apr 29, 2024	Sep 3, 2024
STASTNEY, HOYT, RONALD	CHIEF LEGAL OFFICER	Na	yes	05/2019	May 31, 2019	Sep 3, 2024
LIESER, LORI, MICHELL	VICE PRESIDENT	Na	no	08/2005	Apr 3, 2012	Sep 3, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
FIDUCIENT ADVISORS LLC	n/a	Mixed wealth	$98B	N	yes	n/a
NFP RETIREMENT INC.	n/a	Institutional manager	$39B	N	yes	n/a
GM ADVISORY GROUP, LLC	n/a	Former SEC adviser	$4.4B	Y	yes	n/a
ACG ADVISORY SERVICES, LLC	n/a	Former SEC adviser	$518M	Y	yes	n/a
LENOX ADVISORS, INC.	n/a	n/a	n/a	N	yes	n/a
MICHAEL J. BURKE	n/a	n/a	n/a	N	no	n/a
NEWPORT PRIVATE WEALTH INC.	n/a	n/a	n/a	N	yes	n/a
WEALTHSPIRE TRUST LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
SAN RAFAEL	CA	United States	15	no
Potomac	Md	United States	15	no
Reston	Va	United States	13	no
Fulton	Md	United States	7	no
Westport	Ct	United States	6	no
Annapolis	Md	United States	6	no
Salisbury	Md	United States	6	no
Seattle	Wa	United States	6	no
Delafield	Wi	United States	6	no
Madison	Wi	United States	5	no
Milwaukee	Wi	United States	5	no
SAN FRANCISCO	CA	United States	3	no
WEST HARTFORD	Ct	United States	3	no
PALM BEACH GARDENS	FL	United States	3	no
Reno	Nv	United States	2	no
Appleton	Wi	United States	2	no
Denver	Co	United States	1	no
Chicago	IL	United States	1	no
Morristown	Nj	United States	1	no
n/a	n/a	n/a	1	no
BAY HEAD	Nj	United States	0	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 16

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 30, 2026	$34B	$33B	397	220	26	n/a	n/a
2024	Mar 28, 2025	$26B	$25B	335	185	24	n/a	n/a
2023	Mar 27, 2024	$19B	$19B	259	140	18	n/a	n/a
2022	Mar 31, 2023	$16B	$16B	250	135	17	n/a	n/a
2021	Mar 31, 2022	$14B	$14B	184	102	14	n/a	n/a
2020	Mar 31, 2021	$11B	$11B	144	91	13	n/a	n/a
2019	Mar 30, 2020	$6.0B	$6.0B	48	16	4	1	$3,000
2018	Mar 28, 2019	$5.0B	$5.0B	40	21	3	1	$3,000
2017	Apr 9, 2018	$5.3B	$5.3B	44	21	1	1	$3,038
2016	Apr 5, 2017	$4.8B	$4.8B	38	22	n/a	1	$603,620
2015	Jan 15, 2016	$4.1B	$4.1B	40	14	n/a	1	$603,620
2014	Mar 30, 2015	$4.2B	$4.2B	35	14	n/a	1	$603,620
2013	Mar 31, 2014	$3.9B	$3.9B	32	10	n/a	1	$603,620
2012	Apr 1, 2013	$3.6B	$3.6B	32	10	n/a	1	$2.4M
2011	Apr 3, 2012	$3.3B	$3.3B	n/a	n/a	n/a	1	$3.4M

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
12	5	7	2.1%	2	1	0	29	14

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$34B	$26B	33.1%	$16B	28.1%	397	335	26	24

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
WEALTHSPIRE ADVISORS	3	Dec 31, 2024	Dec 12, 2024	MIDLOTHIAN, VA	Firm absorbed	RIA to RIA	100.0%
WALDEN WEALTH PARTNERS LLC	2	Nov 14, 2024	Oct 15, 2024	BEACHWOOD, OH	Team lift out	RIA to RIA	100.0%
WEALTHSPIRE ADVISORS	19	Sep 11, 2024	Aug 17, 2026	SAN RAFAEL, CA	Firm absorbed	RIA to RIA	90.5%
WEALTHSPIRE ADVISORS	2	Sep 11, 2024	Aug 30, 2024	SEATTLE, WA	Channel change	RIA to RIA	9.5%
PRIVATE CAPITAL GROUP, LLC	3	Oct 26, 2022	Sep 20, 2022	WEST HARTFORD, CT	Firm absorbed	RIA to RIA	60.0%
WEALTHSPIRE ADVISORS	9	Jul 5, 2022	Jun 30, 2022	NEW YORK, NY	Firm absorbed	RIA to RIA	100.0%
Stratwealth	13	Oct 1, 2021	Jan 1, 2025	FULTON, MD	Firm absorbed	RIA to RIA	92.9%

Relationships

showing 80 of 304

Registered with (72)

← Mya Christine AbateAdvisorregistration: current employment
Sep 11, 2026 to presentfactForm ADV
← Beau RezekAdvisorregistration: current employment
Sep 9, 2026 to presentfactForm ADV
← Ella Brei DuelAdvisorregistration: current employment
Aug 31, 2026 to presentfactForm ADV
← CHARLES VINCENT MEIXELSPERGERAdvisorregistration: current employment
Aug 19, 2026 to presentfactForm ADV
← SHEILA MIE SCHROEDERAdvisorregistration: current employment
Aug 17, 2026 to presentfactForm ADV
← Alayjah Denise EvansAdvisorregistration: current employment
Jul 28, 2026 to presentfactForm ADV
← Carly PerusekAdvisorregistration: current employment
Jul 28, 2026 to presentfactForm ADV
← John Thomas BrilloAdvisorregistration: current employment
Jul 28, 2026 to presentfactForm ADV
← NATHAN EARL FREEMANAdvisorregistration: current employment
Jul 24, 2026 to presentfactForm ADV
← BRAD Leighton LONGAdvisorregistration: current employment
Jul 24, 2026 to presentfactForm ADV
← DAVID S KRAMERAdvisorregistration: current employment
Jun 11, 2026 to presentfactForm ADV
← SERGE PETER VILLANIAdvisorregistration: current employment
Jun 10, 2026 to presentfactForm ADV
← Sergei PerepechenovAdvisorregistration: current employment
Jun 10, 2026 to presentfactForm ADV
← JUSTIN LOUIS GOLDSTEINAdvisorregistration: current employment
Jun 2, 2026 to presentfactForm ADV
← Liam SmithAdvisorregistration: current employment
May 26, 2026 to presentfactForm ADV
← MEGAN PATRICIA LATHROPAdvisorregistration: current employment
May 13, 2026 to presentfactForm ADV
← Carolina Llano GonzalezAdvisorregistration: current employment
May 13, 2026 to presentfactForm ADV
← RACHEL A FRAMEAdvisorregistration: current employment
May 12, 2026 to presentfactForm ADV
← FRANK PATRICK MARZANOAdvisorregistration: current employment
May 7, 2026 to presentfactForm ADV
← MICHAEL JON SANTOAdvisorregistration: current employment
May 7, 2026 to presentfactForm ADV
← Andrew William FrattaroliAdvisorregistration: current employment
May 7, 2026 to presentfactForm ADV
← JONATHAN EVAN BERNSTEINAdvisorregistration: current employment
May 6, 2026 to presentfactForm ADV
← Deirdre Ann DeRosaAdvisorregistration: current employment
May 6, 2026 to presentfactForm ADV
← Raymond Edward KramerAdvisorregistration: current employment
May 5, 2026 to presentfactForm ADV
← Belle BennettAdvisorregistration: current employment
May 5, 2026 to presentfactForm ADV
← Travis WaltersAdvisorregistration: current employment
May 5, 2026 to presentfactForm ADV
← Matthew Joseph OliveiraAdvisorregistration: current employment
Apr 18, 2026 to presentfactForm ADV
← Patrick Callahan CeplenskiAdvisorregistration: current employment
Apr 15, 2026 to presentfactForm ADV
← FRANK J LAVRIGATAAdvisorregistration: current employment
Apr 14, 2026 to presentfactForm ADV
← CHRISTOPHER D CASTELLANOAdvisorregistration: current employment
Apr 14, 2026 to presentfactForm ADV
and 42 more

Affiliated with (8)

← FIDUCIENT ADVISORS LLCRegistered adviserother investment adviser, common control
factForm ADV
→ WEALTHSPIRE ADVISORSRegistered adviserother investment adviser, control, common control
factForm ADV
→ FIDUCIENT ADVISORS LLCRegistered adviserother investment adviser, common control
factForm ADV
→ WEALTHSPIRE RETIREMENT ADVISORYRegistered adviserother investment adviser, common control
factForm ADV
→ WEALTHSPIRE ADVISORSRegistered adviserother investment adviser, control, common control
factForm ADV
← WEALTHSPIRE RETIREMENT ADVISORYRegistered adviserother investment adviser, common control
factForm ADV
← WEALTHSPIRE ADVISORSRegistered adviserother investment adviser, control, common control
factForm ADV
← ACCOUNTANTS PROPRIETARY FINANCIAL SERVICENET, LLCRegistered adviserother investment adviser, common control
factForm ADV

Dated events

7 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Jul 20, 2026
Advisor changed firm
Marianne C Esche left Wealthspire Advisors for Simplicity Wealth Management (registered 2026-08-11)
Form ADVobserved 6 days ago
Occurred
Jun 12, 2026
Advisor changed firm
Lilli Seidman left Wealthspire Advisors for Draper Asset Management, Llc (registered 2026-07-17)
Form ADVobserved 6 days ago
Occurred
Nov 20, 2025
Advisor changed firm
Ryan Charles Moore left Wealthspire Advisors for Mercer Global Advisors Inc. (registered 2026-01-14)
Form ADVobserved 6 days ago
Occurred
Oct 17, 2025
Advisor changed firm
Max Bowen Kortegast left Wealthspire Advisors for Hopwood Financial Services, Inc. (registered 2026-01-28)
Form ADVobserved 6 days ago
Occurred
Oct 14, 2025
Advisor changed firm
Rachel Kimberly Clore left Wealthspire Advisors for Cresset Asset Management, Llc (registered 2025-12-02)
Form ADVobserved 6 days ago
Occurred
Sep 17, 2025
Advisor changed firm
Emily Elizabeth Platt left Wealthspire Advisors for Range Advisory, Llc (registered 2025-09-23)
Form ADVobserved 6 days ago
Occurred
Sep 11, 2025
Advisor changed firm
Michael Lawrence left Wealthspire Advisors for Wealth Enhancement Advisory Services, Llc (registered 2025-09-17)
Form ADVobserved 6 days ago
Occurred
Jun 24, 2025
Advisor changed firm
Christopher Allan Owens left Wealthspire Advisors for Blue Rock Financial Group (registered 2025-07-08)
Form ADVobserved 6 days ago
Occurred
Mar 18, 2025
Advisor changed firm
Alice Li left Wealthspire Advisors for Modern Wealth Management, Llc (registered 2025-06-18)
Form ADVobserved 6 days ago
Occurred
Mar 3, 2025
Advisor changed firm
Mary J Price left Wealthspire Advisors for Cjm Wealth Advisers, Ltd. (registered 2025-12-12)
Form ADVobserved 6 days ago
Occurred
Jan 8, 2025
Advisor changed firm
Samrat Singh left Wealthspire Advisors for Corient (registered 2025-02-20)
Form ADVobserved 6 days ago
Occurred
Dec 31, 2024
Firm absorbed
Wealthspire Advisors's advisors moved to Wealthspire Advisors (Midlothian, VA): 3 of 3 registered, on the same day
Form ADVobserved 6 days ago
3 advisors
Occurred
Nov 14, 2024
Team lift-out
2 advisors left Walden Wealth Partners LLC (Beachwood, OH) for Wealthspire Advisors on the same day
Form ADVobserved 6 days ago
2 advisors
Occurred
Sep 11, 2024
Firm absorbed
Wealthspire Advisors's advisors moved to Wealthspire Advisors (San Rafael, CA): 18 of 21 registered, on the same day
Form ADVobserved 6 days ago
18 advisors
Occurred
Mar 28, 2024
Advisor changed firm
Alia Elizabeth Wagenhoffer left Wealthspire Advisors for Cerity Partners Llc (registered 2024-04-16)
Form ADVobserved 6 days ago
Occurred
Mar 26, 2024
Advisor changed firm
Andrew Ark left Wealthspire Advisors for Composition Wealth, Llc (registered 2026-01-02)
Form ADVobserved 6 days ago
Occurred
Oct 2, 2023
Advisor changed firm
Michael James Tyler left Wealthspire Advisors for Wfa Asset Management Corp (registered 2023-10-17)
Form ADVobserved 6 days ago
Occurred
Sep 1, 2023
Control person left
Hugh Gregory Friedman (Chief Strategy Officer) no longer on Schedule A of Wealthspire Advisors (listed 2023-03-31, absent 2023-09-01)
Form ADVobserved 6 days ago
Occurred
Aug 21, 2023
Advisor changed firm
Jared Cohen Costigan left Wealthspire Advisors for Slp Wealth (registered 2023-12-08)
Form ADVobserved 6 days ago
Occurred
Jun 13, 2023
Advisor changed firm
Maximilian Campion Rusch left Wealthspire Advisors for Transcend Advisor Group, Llc (registered 2025-01-02)
Form ADVobserved 6 days ago
Occurred
May 4, 2023
Advisor changed firm
Emily Louise Darosa left Wealthspire Advisors for Seven Mile Advisory Llc (registered 2023-04-17)
Form ADVobserved 6 days ago
Occurred
Mar 31, 2023
Control person left
Vaughn Howard Sontag (Sr. Managing Director) no longer on Schedule A of Wealthspire Advisors (listed 2022-11-03, absent 2023-03-31)
Form ADVobserved 6 days ago
Occurred
Mar 31, 2023
Control person left
Edwin James Decarlo (Chief Strategic Growth Officer) no longer on Schedule A of Wealthspire Advisors (listed 2022-11-03, absent 2023-03-31)
Form ADVobserved 6 days ago
Occurred
Oct 26, 2022
Firm absorbed
Private Capital Group, LLC's advisors moved to Wealthspire Advisors (West Hartford, CT): 3 of 5 registered, on the same day
Form ADVobserved 6 days ago
3 advisors
Occurred
Jul 20, 2022
Control person joined
Hugh Gregory Friedman (Chief Strategy Officer) appeared on Schedule A of Wealthspire Advisors
Form ADVobserved 6 days ago
Occurred
Jul 5, 2022
Firm absorbed
Wealthspire Advisors's advisors moved to Wealthspire Advisors (New York, NY): 9 of 9 registered, on the same day
Form ADVobserved 6 days ago
9 advisors
Occurred
Feb 1, 2022
Advisor changed firm
Lauren Paige Martin left Wealthspire Advisors for Lnw (registered 2022-02-03)
Form ADVobserved 6 days ago
Occurred
Jan 3, 2021
Regulatory AUM changed
Wealthspire Advisors reported RAUM $10.6B, up 76% from $6.0B (2020-06-30 to 2021-01-03)
Form ADVobserved 6 days ago
$4.6B
Occurred
Jan 3, 2021
Control person joined
Edwin James Decarlo (Chief Strategic Growth Officer) appeared on Schedule A of Wealthspire Advisors
Form ADVobserved 6 days ago
Occurred
Jan 3, 2021
Control person joined
Joseph Michael Moriarty (Chief Investment Officer) appeared on Schedule A of Wealthspire Advisors
Form ADVobserved 6 days ago
Occurred
Mar 30, 2020
Control person left
Michael Craig Fasano (Managing Director) no longer on Schedule A of Wealthspire Advisors (listed 2020-01-06, absent 2020-03-30)
Form ADVobserved 6 days ago
Occurred
Mar 30, 2020
Control person left
Donna Levy-Leroy (Managing Director) no longer on Schedule A of Wealthspire Advisors (listed 2020-01-06, absent 2020-03-30)
Form ADVobserved 6 days ago
Occurred
Mar 30, 2020
Control person left
Nicholas Michael Delgass (Managing Director) no longer on Schedule A of Wealthspire Advisors (listed 2020-01-06, absent 2020-03-30)
Form ADVobserved 6 days ago

Show 7 bookkeeping events

First seen by DFX
Sep 18, 2026
date not stated
Megan Nicole John no longer holds an investment adviser registration (last listed at Wealthspire Advisors on the 2026-09-17 feed)
First seen by DFX
Sep 17, 2026
date not stated
Matthew Krueger no longer holds an investment adviser registration (last listed at Wealthspire Advisors on the 2026-09-16 feed)
Occurred
Mar 31, 2023
Wealthspire Advisors reported 150 state-registered advisory representatives, up from 110 (2022-11-03 to 2023-03-31)
Occurred
Mar 31, 2022
Wealthspire Advisors reported 110 state-registered advisory representatives, up from 82 (2021-10-01 to 2022-03-31)
Occurred
Mar 31, 2021
Wealthspire Advisors reported 82 state-registered advisory representatives, up from 61 (2021-01-03 to 2021-03-31)
Occurred
Jan 3, 2021
Wealthspire Advisors reported 12 offices beyond its principal office, up from 4 (2020-06-30 to 2021-01-03)
Occurred
Jan 3, 2021
Wealthspire Advisors reported 61 state-registered advisory representatives, up from 7 (2020-06-30 to 2021-01-03)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7c568cd5-6418-18e9-763f-2853ebf385d0
First observed: Apr 3, 2012
Last observed: Apr 30, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

WEALTHSPIRE ADVISORS

WEALTHSPIRE ADVISORS LLC, CRD 106181

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7c568cd5-6418-18e9-763f-2853ebf385d0

Data as of Apr 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:32 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

MARTHA SIMPSON STANIFORD

n/a

NEW YORK, NY

n/a

MICHAEL NICHOLAS DELGASS

n/a

NEW YORK, NY

n/a

GAIL M HARRIS

Certified Financial Planner

NEW YORK, NY

JUSTIN LOUIS GOLDSTEIN

n/a

ALISO VIEJO, CA | Madison, WI

CONNOR JOSEPH DARRELL

n/a

NEW YORK, NY

OLIVER PURSCHE

n/a

Westport, CT

KEVIN CHARLES KOSGARD

n/a

Appleton, WI

WILLIAM BRIAN SCHWARTZ

Certified Financial Planner

Potomac, MD

LAURA SUE BARRY

Certified Financial Planner

Milwaukee, WI

MICHELE GABRIELLE WALTHERT

Certified Financial Planner

Potomac, MD

ASHLEY ELYSE IDDINGS

n/a

Potomac, MD

TIMOTHY RICHARD HUGHES

Certified Financial Planner

Reston, VA

GRANT MICHAEL RUDER

Certified Financial Planner

Reston, VA

GARY RICHARD SOBELMAN

n/a

Potomac, MD

SCOTT NATHANIEL BRODY

n/a

Potomac, MD

JAY ANTHONY CZARAPATA

Certified Financial Planner

Chicago, IL | Milwaukee, WI

KEVIN WALLACE SMITH

Certified Financial Planner

Indialantic, FL

MAX JOSEPH MELTZER

Certified Financial Planner

Potomac, MD

ROBIN A DOBBS

Certified Financial Planner

Potomac, MD

ERAN GOUDES

Certified Financial Planner|Chartered Financial Analyst

Reston, VA

MYKA BRADLEY KOENEN

Certified Financial Planner

Reston, VA

CRYSTAL JEWEL COX

Certified Financial Planner

Madison, WI

SCOTT DENNIS DILLIE

Certified Financial Planner

Reston, VA

RAZIEL NOCHEMIA HECHT

Certified Financial Planner

Delafield, WI

BRYAN ALLEN STRETTON

Certified Financial Planner

Reston, VA

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

SONTAG SPECIAL OPPORTUNITIES FUND

Hedge Fund

$3,000

Jun 30, 2020

104

Apr 3, 2012

dropped

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

DEL PRIORE, MICHAEL, J

CHIEF COMPLIANCE OFFICER

yes

01/2020

Apr 30, 2026

GOSS, MICHAEL, EDMOND

Director

yes

10/2025

Apr 30, 2026

HILZENRATH, ROBERT, JAY

Director

yes

10/2025

Apr 30, 2026

LAMENA, MICHAEL, ANTHONY

CHIEF EXECUTIVE OFFICER, WEALTHSPIRE, LP

yes

05/2019

Apr 30, 2026

LONG, BRAD, Leighton

CHIEF INVESTMENT OFFICER

yes

10/2025

Apr 30, 2026

MOO, VERONICA, EI CHUN

Director

yes

07/2017

Apr 30, 2026

NELSON, CARL, EDWARD

PRESIDENT, WEALTHSPIRE, LP

yes

10/2025

Apr 30, 2026

Olson, Channing

CHIEF OPERATIONS OFFICER

yes

10/2025

Apr 30, 2026

POWERS, BRIAN, DAVID

CHIEF FINANCIAL OFFICER

yes

05/2019

Apr 30, 2026

SCHNEIDER, BRETT, RONALD

Director

yes

01/2009

Apr 30, 2026

SONTAG, ERIC, MATTHEW

President

yes

11/2011

Apr 30, 2026

WEALTHSPIRE HOLDINGS, LLC

Member

yes

11/2017

Apr 30, 2026

AON, PLC

Owner

yes

06/2014

Apr 29, 2024

Sep 3, 2024

MORIARTY, MICHAEL, JOSEPH

CHIEF INVESTMENT OFFICER

yes

12/2017

Jan 3, 2021

Sep 3, 2024

NFP CORP.

Owner

yes

11/2017

Mar 30, 2015

Sep 3, 2024

NFP INTERMEDIATE HOLDINGS B. CORP.

Owner

yes

07/2013

Mar 30, 2015

Sep 3, 2024

O'MALLEY, EDWARD, GEORGE

Director

yes

02/2015

Apr 5, 2017

Sep 3, 2024

RANDOLPH ACQUISITION CORP.

Owner

yes

04/2024

Apr 29, 2024

Sep 3, 2024

RANDOLPH FINANCE UNLIMITED COMPANY

Owner

yes

04/2024

Apr 29, 2024

Sep 3, 2024

STASTNEY, HOYT, RONALD

CHIEF LEGAL OFFICER

yes

05/2019

May 31, 2019

Sep 3, 2024

LIESER, LORI, MICHELL

VICE PRESIDENT

08/2005

Apr 3, 2012

Sep 3, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

FIDUCIENT ADVISORS LLC

n/a

Mixed wealth

$98B

yes

n/a

NFP RETIREMENT INC.

n/a

Institutional manager

$39B

yes

n/a

GM ADVISORY GROUP, LLC

n/a

Former SEC adviser

$4.4B

yes

n/a

ACG ADVISORY SERVICES, LLC

n/a

Former SEC adviser

$518M

yes

n/a

LENOX ADVISORS, INC.

n/a

yes

n/a

MICHAEL J. BURKE

n/a

NEWPORT PRIVATE WEALTH INC.

n/a

yes

n/a

WEALTHSPIRE TRUST LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

SAN RAFAEL

United States

Potomac

United States

Reston

United States

Fulton

United States

Westport

United States

Annapolis

United States

Salisbury

United States

Seattle

United States

Delafield

United States

Madison

United States

Milwaukee

United States

SAN FRANCISCO

United States

WEST HARTFORD

United States

PALM BEACH GARDENS

United States

Reno

United States

Appleton

United States

Denver

United States

Chicago

United States

Morristown

United States

n/a

BAY HEAD

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 30, 2026

$34B

$33B

397

220

n/a

2024

Mar 28, 2025

$26B

$25B

335

185

n/a

2023

Mar 27, 2024

$19B

259

140

n/a

2022

Mar 31, 2023

$16B

250

135

n/a

2021

Mar 31, 2022

$14B

184

102

n/a

2020

Mar 31, 2021

$11B

144

n/a

2019

Mar 30, 2020

$6.0B

$3,000

2018

Mar 28, 2019

$5.0B

$3,000

2017

Apr 9, 2018

$5.3B

$3,038

2016

Apr 5, 2017

$4.8B

n/a

$603,620

2015

Jan 15, 2016

$4.1B

n/a

$603,620

2014

Mar 30, 2015

$4.2B

n/a

$603,620

2013

Mar 31, 2014

$3.9B

n/a

$603,620

2012

Apr 1, 2013

$3.6B

n/a

$2.4M

2011

Apr 3, 2012

$3.3B

n/a

$3.4M

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

2.1%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$34B

$26B

33.1%

$16B

28.1%

397

335

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

WEALTHSPIRE ADVISORS

Dec 31, 2024

Dec 12, 2024

MIDLOTHIAN, VA

Firm absorbed

RIA to RIA

100.0%

WALDEN WEALTH PARTNERS LLC

Nov 14, 2024

Oct 15, 2024

BEACHWOOD, OH

Team lift out

RIA to RIA

100.0%

WEALTHSPIRE ADVISORS

Sep 11, 2024

Aug 17, 2026

SAN RAFAEL, CA

Firm absorbed

RIA to RIA

90.5%

WEALTHSPIRE ADVISORS

Sep 11, 2024

Aug 30, 2024

SEATTLE, WA

Channel change

RIA to RIA

9.5%

PRIVATE CAPITAL GROUP, LLC

Oct 26, 2022

Sep 20, 2022

WEST HARTFORD, CT

Firm absorbed

RIA to RIA

60.0%

WEALTHSPIRE ADVISORS

Jul 5, 2022

Jun 30, 2022

NEW YORK, NY

Firm absorbed

RIA to RIA

100.0%

Stratwealth

Oct 1, 2021

Jan 1, 2025

FULTON, MD

Firm absorbed

RIA to RIA

92.9%