DFX Intelligence

G••• C•••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

G••• C•••••• L••

CRD 151427

BEVERLY HILLS, CA

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Search this name across graphsid dfx:ria:1b43255f-2743-7f0c-71ce-47b20c9b9c21

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:47 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 7
On other graphs: 0
Observed: Jun 28, 2016 to Mar 31, 2026
14 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=0.89 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $2.7B••• Locked
Discretionary RAUM: $2.7B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
G••• M••••• F••• L•••	Hedge Fund	$1.1B	Mar 31, 2026	163	Jun 28, 2016	reported	021-137964
G••• C••••••••• M••••• F••• L•••	Hedge Fund	$1.1B	Mar 31, 2026

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C•••• S•••••• Y•••••••	CHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICER	Na	yes	01/2016	Jun 28, 2016	Mar 28, 2024
S•••• B•• L•••••	MANAGING MEMBER	E	yes	08/2009	Jun 28, 2016	Mar 28, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$2.7B	$2.5B	8.9%	$1.7B	16.8%	4	4	0	0

Relationships

Advises (3)

→ G••• C••••••••• M••••• F••• L•••Private fundHedge Fund, IA
Jun 28, 2016 to presentfactForm ADV
→ G••• M••••• F••• L•••Private fundHedge Fund, IA
Jun 28, 2016 to presentfactForm ADV
→ D•••• I••••••••• P••••••• L•Private fundHedge Fund, IA
Jun 28, 2016 to presentfactForm ADV

Controls (2)

Dated events

Occurred
Mar 28, 2023
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$-1.0B
Occurred
Mar 22, 2022
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$869M
Occurred
Mar 15, 2021
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$567M
Occurred
Mar 24, 2020
Regulatory AUM changed

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1b43255f-2743-7f0c-71ce-47b20c9b9c21
First observed: Jun 28, 2016
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.