DFX Intelligence

N•••••• M••••••• K•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst24 years in industry

N•••••• M••••••• K•••••••••

Advisor at N•••••• M• K•••••••••

HOUSTON, TX

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: May 29, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•••••• M• K•••••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Feb 23, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N•••••• M• K•••••••••	State registered	Feb 2, 2015	n/a	yes	HOUSTON, TX	Current employment
N•••••• M• K•••••••••	State registered	Apr 19, 2013	Dec 31, 2014	no	HOUSTON, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••• C••••••• P•••••••	N•••••• M• K•••••••••	Aug 20, 2009	Apr 19, 2013	1,338	Firm change after gap	Other

Relationships

Registered with (2)

→ N•••••• M• K•••••••••Registered adviserregistration: previous registration
Apr 19, 2013 to Dec 31, 2014factForm ADV
→ P••• C••••••• P•••••••Registered adviserregistration: previous registration
May 29, 2002 to Aug 20, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: May 29, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.