DFX Intelligence

S•••••• C••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserAsset managerSEC registeredRAUM 1b 10b

S•••••• C••••••

S•••••• C•••••• MANAGEMENT LLC, CRD 174278

NEW YORK, NY

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Search this name across graphs

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 27
Dated events: 21
On other graphs: 3
Observed: Jan 16, 2015 to Mar 31, 2026
20 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

S•••••• C••••••

Private equity manager · cited, key_crd, key_sfn_adviser, shared_crd

Independent Sponsorsidentity

S•••••• C••••••

Capital provider to sponsors · cited, key_crd, key_sfn_adviser, shared_crd

Allocatorsidentity

S•••••• C••••••

Manager with allocator commitments · cited, key_crd, key_sfn_adviser, shared_crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $6.9B••• Locked
Discretionary RAUM: $6.9B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 45

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
S•••••• C•••••• P••••••• I• L•	Private Equity Fund	$2.2B	Mar 31, 2026	85	Mar 31, 2021	reported	021-368195
S•••••• C•••••• P••••••• I•• L•	Private Equity Fund	$689M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A••••••••• A•••••• J•••	CHIEF COMPLIANCE OFFICER AND ASSOCIATE GENERAL COUNSEL	Na	yes	08/2021	Aug 30, 2021	Aug 14, 2024
B•••••••• J•••••• A••••••	CHIEF FINANCIAL OFFICER	Na	yes	03/2014	Jan 16, 2015	Aug 14, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
O•••••• L••	n/a	n/a	n/a	Y	yes	n/a
S•••••• C•••••• M••••••••• U• L••	n/a	n/a	n/a	N	yes	n/a
S•••••• M••••••••• P••••••• A• L•	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
London	n/a	United Kingdom	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$6.9B	$5.0B	38.9%	$3.2B	29.5%	45	46	3	3

Relationships

Advises (17)

→ S•••••• C•••••• P••••••• I• L•Private fundPrivate Equity Fund, IA
Mar 31, 2021 to presentfactForm ADV
→ S•••• L•Private fundPrivate Equity Fund, IA
Mar 31, 2026 to presentfactForm ADV
→ S•••••• C•••••• P••••••• L•Private fundPrivate Equity Fund, IA
Jan 16, 2015 to presentfactForm ADV
→ S•••••• A••••• C•••••••• L•

Dated events

Occurred
Mar 31, 2026
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$1.9B
Occurred
Mar 31, 2026
Ria private fund assets change
••• Locked
Form ADVobserved today
$1.6B
Occurred
Mar 31, 2026
Ria office opened
••• Locked
Form ADVobserved today
Occurred
Mar 31, 2026

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jan 16, 2015
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

All 17 rows

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
S•••• L•	Private Equity Fund	$36.6M	Mar 31, 2026	8	Mar 31, 2026	reported	021-508155
S•••••• C•••••• I•• N•• C•••••••• L•	Private Equity Fund	$30.0M	Mar 31, 2026	6	Mar 31, 2026	reported	021-536632
S•••••• A••••• C•••••••• L•	Private Equity Fund	$25.2M	Mar 31, 2026	2	Mar 31, 2022	reported	021-424140
S•••••• B••• C•••••••• L•	Private Equity Fund	$19.5M	Mar 31, 2026	4	Mar 31, 2026	reported	021-541728
S•••••• S••••• C•••••••• L•	Private Equity Fund	$17.7M	Mar 31, 2026	3	Mar 29, 2024	reported	021-498148
S•••••• C•••••• I•••••••• L•	Private Equity Fund	$5.3M	Mar 31, 2026	28	Mar 28, 2018	reported	021-289046
S•••••• T•••• C•••••••• L•	Private Equity Fund	$1.8M	Mar 31, 2026	11	Mar 30, 2020	reported	021-348914