DFX Intelligence

D••••• O•••• D•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst31 years in industry

D••••• O•••• D•••••••

Advisor at D•• I••••••••• M•••••••••

MERCER ISLAND, WA | SOLANA BEACH, CA

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Search this name across graphsid dfx:ria:1b53a620-a753-665a-d06a-af1c5a8d9561

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:41 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Oct 9, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D•• I••••••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 23, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
D•• I••••••••• A•••••••• L••	Independent wealth	Feb 13, 2025	n/a	yes	MERCER ISLAND, WA	Current employment
D•• I••••••••• M•••••••••	Independent wealth	Aug 6, 2014	n/a	yes	SOLANA BEACH, CA	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••• C•••• I••••••••• L••	D•• I••••••••• A•••••••• L••	Dec 21, 2017	Feb 13, 2025	2,611	Firm change after gap	RIA to new firm

Relationships

Registered with (3)

→ D•• I••••••••• A•••••••• L••Registered adviserregistration: current employment
Feb 13, 2025 to presentfactForm ADV
→ D•• I••••••••• M•••••••••Registered adviserregistration: current employment
Aug 6, 2014 to presentfactForm ADV
→ A•••• C•••• I••••••••• L••Registered adviserregistration: previous registration
Oct 9, 2014 to Dec 21, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1b53a620-a753-665a-d06a-af1c5a8d9561
First observed: Oct 9, 2014
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.