DFX Intelligence

G•••••• O••• F••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

G•••••• O••• F••••••

Advisor at L•• F•••••••• L••

BETHALTO, IL

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Search this name across graphsid dfx:ria:1b569188-71eb-8fa7-3fc1-a0f8de763c73

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Feb 26, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 15, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Jan 4, 2024	n/a	yes	BETHALTO, IL	Current employment
G•••• P•••• A•••••••• L••	Former SEC adviser	Aug 1, 2022	Jan 8, 2024	no	Bethalto, IL\|ROCKVILLE, MD	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G•••• P•••• A•••••••• L••	L•• F•••••••• L••	Jan 8, 2024	Jan 4, 2024	-4	Firm change	Ibd to ibd
W••••••• F•••••••• S•••••••• I•••	G•••• P•••• A•••••••• L••	Aug 9, 2022	Aug 1, 2022

Relationships

Registered with (5)

→ L•• F•••••••• L••Registered adviserregistration: previous registration
Nov 30, 2009 to Jan 24, 2018factForm ADV
→ G•••• P•••• A•••••••• L••Registered adviserregistration: previous registration
Aug 1, 2022 to Jan 8, 2024factForm ADV
→ W••••••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Jan 17, 2018 to Aug 9, 2022factForm ADV
→ I••••• F•••••••• C•••••••••

Dated events

Occurred
Jan 8, 2024
Advisor changed firm
G•••••• O••• F•••••• left G•••• P•••• A•••••••• L•• for L•• F•••••••• L•• (registered 2024-01-04)
Form ADVobserved 7 days ago
Occurred
Aug 9, 2022
Advisor changed firm
G•••••• O••• F•••••• left W••••••• F•••••••• S•••••••• I••• for G•••• P•••• A•••••••• L•• (registered 2022-08-01)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1b569188-71eb-8fa7-3fc1-a0f8de763c73
First observed: Feb 26, 2001
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.