DFX Intelligence

K•••••• D•••• G•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)33 years in industry

K•••••• D•••• G•••••

Advisor at C•••••• R••••••• A•••••••• L••

SUWANEE, GA

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Search this name across graphsid dfx:ria:1b57d141-c3f8-84ae-b943-3a56a87cb771

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:40 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jan 28, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• R••••••• A•••••••• L••
Current firm class: former SEC adviserderived
Book size: not public••• Locked
Industry start: Nov 12, 1992earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 23derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• R••••••• A•••••••• L••	Former SEC adviser	Jul 10, 2003	n/a	yes	SUWANEE, GA	Current employment
C•••••••• I••••••••• R•••••••• I•••	n/a	Jan 28, 2003	Jun 16, 2003	no	SUGAR HILL, GA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• I••••••••• R•••••••• I•••	C•••••• R••••••• A•••••••• L••	Jun 16, 2003	Jul 10, 2003	24	Firm change	Other

Relationships

Registered with (2)

→ C•••••• R••••••• A•••••••• L••Registered adviserregistration: current employment
Jul 10, 2003 to presentfactForm ADV
→ C•••••••• I••••••••• R•••••••• I•••Registered adviserregistration: previous registration
Jan 28, 2003 to Jun 16, 2003factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1b57d141-c3f8-84ae-b943-3a56a87cb771
First observed: Jan 28, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.