DFX Intelligence
Reading the graph
Reading the graph
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Advisor at N••••••••• M••••• I••••••••• S•••••••••
PITTSBURGH, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| N••••••••• M••••• I••••••••• S••••••••• | No RAUM reported | Sep 23, 2022 | n/a | yes | PITTSBURGH, PA | Current employment |
| M•• W••••• A•••••••• L•• | Independent wealth | Nov 22, 2021 | Sep 21, 2022 | no | PITTSBURGH, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M•• W••••• A•••••••• L•• | N••••••••• M••••• I••••••••• S••••••••• | Sep 21, 2022 | Sep 23, 2022 | 2 | Firm change | Other |
| N••••••••• M••••• I••••••••• S••••••••• | M•• W••••• A•••••••• L•• | Sep 14, 2016 | Nov 22, 2021 |
| N••••••••• M••••• I••••••••• S••••••••• | No RAUM reported | Mar 6, 2014 | Sep 14, 2016 | no | PITTSBURGH, PA | Previous registration |
| W•••••••• W••••• M••••••••• L•• | n/a | Jan 3, 2014 | Feb 7, 2014 | no | PITTSBURGH, PA|PITTSBURGH, PA | Previous registration |
| 1,895 |
| Firm change after gap |
| Other |
| W•••••••• W••••• M••••••••• L•• | N••••••••• M••••• I••••••••• S••••••••• | Feb 7, 2014 | Mar 6, 2014 | 27 | Firm change | Other |