This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

ADVICE AND PLANNING SERVICES

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

May 1, 2014earliest registration or exam on IAPD

Years in industry

12derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

1

Exams

S63|S65

First exam

Jan 4, 2019

First registration

Jan 28, 2019

Dual registered

yes, broker-dealer

IAPD individual key

6977983

• Occurred

  Sep 10, 2026
  Advisor changed firm

  Baoli Guo left Wells Fargo Advisors for Advice And Planning Services (registered 2026-09-17)

  Form ADVobserved 2 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:1b6474ee-569d-2b67-5af9-eeac04d7b65e

First observed

Jan 28, 2019

Last observed

Sep 18, 2026 2 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.