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Advisor at RAYMOND JAMES & ASSOCIATES, INC.
Los Angeles, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Oct 6, 2014 | n/a | yes | Los Angeles, CA | Current employment |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Oct 14, 2014 | no | Santa Monica, CA|GLENDALE, CA|BEVERLY HILLS, CA | Previous registration |
| MORGAN STANLEY & CO. LLC | n/a | Apr 2, 2007 | Jun 1, 2009 | no | BURBANK, CA | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Sep 1, 2006 | Apr 2, 2007 | no | LONG BEACH, CA|LONG BEACH, CA|BURBANK, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | RAYMOND JAMES & ASSOCIATES, INC. | Oct 14, 2014 | Oct 6, 2014 | -8 | Firm change | Wirehouse to ibd |
| MORGAN STANLEY & CO. LLC | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| MORGAN STANLEY DW INC. | MORGAN STANLEY & CO. LLC | Apr 2, 2007 | Apr 2, 2007 | 0 | Bulk transfer | Other |